Michael J. Urfirer
Professional summary
Michael James Urfirer is a registered financial professional currently at STONE KEY SECURITIES LLC located in Greenwich, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael James Urfirer's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2010 - Present
STONE KEY SECURITIES LLC
Office #1: 411 West Putnam Avenue, Greenwich, CT 06830Office #2: 411 West Putnam Avenue, Greenwich, CT 06830July 29, 2008 - December 31, 2010
HUDSON PARTNERS SECURITIES LLC
June 13, 2008 - July 14, 2008
J.P. MORGAN SECURITIES LLC
April 13, 1994 - June 6, 2008
J.P. MORGAN SECURITIES LLC
October 31, 1988 - May 3, 1994
CREDIT SUISSE SECURITIES (USA) LLC
December 29, 1983 - January 11, 1989
LEHMAN BROTHERS INC.
October 19, 1983 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/4/2011)
(2/7/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
STONE KEY SECURITIES LLC
CRD#: 152341 / SEC#: , 8-68440
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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