Christopher J. Wigand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Wigand, who also goes by Christopher James Wigland, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1983. Christopher had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2018 - September 19, 2018
TRIBAL CAPITAL MARKETS, LLC
May 4, 2016 - April 5, 2018
CG CAPITAL MARKETS, LLC
August 1, 2012 - May 2, 2016
SENTINEL BROKERS COMPANY, INC.
January 26, 2010 - August 2, 2012
WHITAKER SECURITIES LLC
January 15, 2008 - January 22, 2010
RAFFERTY CAPITAL MARKETS, LLC
May 31, 2005 - February 6, 2008
SEABOARD SECURITIES, INC.
February 12, 2002 - May 31, 2005
GFI SECURITIES LLC
April 14, 1992 - March 3, 2000
CIBC WORLD MARKETS CORP.
October 17, 1983 - March 17, 1992
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/22/2002
Limited Representative-Equity Trader ExamCurrent Firm
TRIBAL CAPITAL MARKETS, LLC
CRD#: 38901 / SEC#: , 8-48460
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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