Brian D. Dillon

SANDHILL INVESTMENT MANAGEMENT

Medway, MA 02053

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CRD#: 1199443

Professional summary

Brian David Dillon is a registered financial advisor currently at SANDHILL INVESTMENT MANAGEMENT located in Medway, Massachusetts.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Brian has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7, Series 22 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ducks Unlimited, Inc. Regional Vice President/Board of Directors, Start Date: 06/2012, Address: One Waterfowl Way, Memphis, TN 38120, Not for Profit Business, Compensation: None, Nature of Activities/Business: Wetlands and waterfowl conservation, Duties: Assist regional fundraising efforts, board duties, Time spent: 300 hrs per year, Time spent during trading hours: 75 hrs per year, Not investment related, No capital raising to fund this business or any other business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Dillon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2019 - Present

SANDHILL INVESTMENT MANAGEMENT

Office #1: Metrowest Law & Financial Center, Llc 77 Main Street, Medway, MA 02053

RIA

CRD#: 129800

Medway, MA

Past

December 22, 2017 - January 23, 2019

MMA SECURITIES LLC

RIA

CRD#: 44254

Boston, MA

Past

December 12, 2017 - January 23, 2019

MMA SECURITIES LLC

CRD#: 44254

Boston, MA

Past

February 10, 2016 - October 19, 2017

FIDUCIARY INVESTMENT ADVISORS, LLC

RIA

CRD#: 140675

Medway, MA

Past

February 4, 2009 - February 1, 2016

POSITIVE RETIREMENT OUTCOMES, LLC

RIA

CRD#: 149297

MEDWAY, MA

Past

December 18, 2007 - December 24, 2008

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

DOWNERS GROVE, IL

Past

May 2, 2006 - December 31, 2007

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

July 17, 1997 - November 8, 2005

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

June 12, 1993 - June 19, 1997

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

December 28, 1983 - January 15, 1992

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANDHILL INVESTMENT MANAGEMENT

SANDHILL CAPITAL | SANDHILL INVESTMENT MANAGEMENT | SANDHILL CAPITAL PARTNERS LLC

CRD#: 129800 / SEC#: 801-63194

RIA

Registered Investment Advisory firm - (6/16/2004 Approved)

New York

Registered Investment Advisory firm - (8/17/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/19/2019)

IAR

New York
(6/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/12/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/13/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/12/2017

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 9/9/1991

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/10/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/23/2004

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SANDHILL INVESTMENT MANAGEMENT

SANDHILL CAPITAL | SANDHILL INVESTMENT MANAGEMENT | SANDHILL CAPITAL PARTNERS LLC

CRD#: 129800 / SEC#: 801-63194

RIA

Registered Investment Advisory firm - (6/16/2004 Approved)

New York

Registered Investment Advisory firm - (8/17/2004 Terminated)

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Contact information

Main Address

40 Fountain Plaza Suite 1300, Buffalo, NY 14202

Mailing Address

Phone number

(716) 852-0279

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANDHILL ADV PART2A (3/28/2025)

SANDHILL ADV PART 2B (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,326
AUM (Assets Under Management)	$ 2,233,929,143

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian D. Dillon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian David Dillon's CRS (Customer Relationship Summary).

Certified licenses

Experience

MMA SECURITIES LLC

MMA SECURITIES LLC

FIDUCIARY INVESTMENT ADVISORS, LLC

POSITIVE RETIREMENT OUTCOMES, LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

JOHN HANCOCK DISTRIBUTORS LLC

MFS FUND DISTRIBUTORS, INC.

FIS SECURITIES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

SANDHILL INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/2017

Series 65

Date: 4/13/2009

SIE

Date: 10/1/2018

Series 6

Date: 12/12/2017

Series 7

Date: 9/9/1991

Series 22

Date: 9/10/1984

Series 26

Date: 12/23/2004

Current Firm

SANDHILL INVESTMENT MANAGEMENT

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANDHILL INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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