WN
William A. Noyce
CETERA INVESTMENT ADVISERS LLC
ENGLEWOOD, CO 80112
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CRD#: 1199432
WN
Professional summary
William A Noyce JR, who also goes by Bill Noyce, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Englewood, Colorado and CETERA WEALTH SERVICES, LLC located in Centennial, Colorado.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. William has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Noyce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FITASC INVESTMENT RELATED: NO ADDRESS: 10 RUE MEDIC 75017 PARIS FRANCE NATURE OF BUSINESS: SHOOTING ORGANIZATION START DATE: 2005 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: REFEREE, BRIEF DESCRIPTION OF DUTIES: REFEREE SHOOTING EVENTS; 2. NAME OF OTHER BUSINESS: TRESANA TOWNHOMES ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 9194 VIAGGIO WAY HIGHLANDS RANCH, CO 80126; NATURE OF BUSINESS: NON PROFIT; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: CHAIRMAN/ LANDSCAPE COMMITTEE; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: SET THE AGENDA AND RUN THE MEETINGS; 3. NAME OF OTHER BUSINESS: COLORADO SPORTING CLAYS ASSOCIATION ; INVESTMENT RELATED: NO; ADDRESS: 390 FRANKLIN STREET DENVER, CO 80218; NATURE OF BUSINESS: SOCIAL ORGANIZATION; START DATE: 02/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SET THE AGENDA AND RUN MEETINGS, ORGANIZE STATE CHAMPIONSHIP;
CRS (Client Relationship Summary) - RIA
Click below to view William A Noyce JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 16 Inverness Place E Bldg E-200, Englewood, CO 80112RIA
CRD#: 105644
ENGLEWOOD, CO
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6025 S Quebec St Suite 170, Centennial, CO 80111BD
CRD#: 13572
Centennial, CO
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ENGLEWOOD, CO
Past
December 13, 2005 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
HIGHLANDS RANCH, CO
Past
December 1, 1999 - November 2, 2006
WALNUT STREET ADVISERS INC
RIA
CRD#: 109903
GREENWOOD VILLAGE, CO
Past
March 31, 1999 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
HIGHLANDS RANCH, CO
Past
October 14, 1983 - April 19, 1999
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/3/2013)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
IAR
Colorado(6/29/2023)
RR
Georgia(1/5/2021)
RR
Iowa(9/3/2013)
RR
Minnesota(9/3/2013)
RR
Montana(9/3/2013)
RR
New Mexico(7/27/2018)
RR
New York(9/3/2013)
RR
South Carolina(8/9/2017)
RR
Wyoming(9/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
