John W. Bever
PHASE III ADVISORY SERVICES, LTD
BUFFALO GROVE, IL 60089
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CRD#: 1199159
Professional summary
John William Bever, CFP® is a registered financial advisor currently at PHASE III ADVISORY SERVICES, LTD located in Buffalo Grove, Illinois and OSAIC WEALTH, INC. located in Buffalo Grove, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. John has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-PHASE III ADVISORY SERVICES POSITION: Owner - NATURE: Corporation - Registered Investment Adviser - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/02/1983 ADDRESS: 1110 W Lake Cook Road, Ste 265, Buffalo Grove IL 60089, United States DESCRIPTION: Present Life Insurance illustrations and propose solutions to clients health and life insurance needs. 2-NOTARY PUBLIC POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/1990; ADDRESS: 1110 W Lake Cook Road, Ste 265, Buffalo Grove IL 60089, United States; DESCRIPTION: Provide notary public services to existing clients at no charge 3. PHASE III ADVISORY SERVICES POSITION: Owner - NATURE: Corporation - Registered Investment Adviser - INVESTMENT RELATED: Yes; NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 110 START DATE: 06/01/1984 ADDRESS: 1110 W Lake Cook Road, Ste 265, Buffalo Grove IL 60089, United States DESCRIPTION: Fee based financial planning; investment management of investment advisory accounts; evaluation and recommendation of third party investment advisors; supervising the independent RIA and branch office of the B/D
CRS (Client Relationship Summary) - RIA
Click below to view John William Bever's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
June 6, 1998 - Present
PHASE III ADVISORY SERVICES, LTD
Office #1: 1110 W. Lake Cook Road Suite 265, Buffalo Grove, IL 60089RIA
CRD#: 122959
BUFFALO GROVE, IL
Current
November 19, 1989 - Present
OSAIC WEALTH, INC.
Office #1: 1110 W. Lake Cook Road Suite 265 A, Buffalo Grove, IL 60089RIA
BD
CRD#: 23131
Buffalo Grove, IL
Past
October 4, 2023 - October 11, 2023
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Past
January 11, 2003 - December 31, 2005
DAVID H. MORTON, LTD.
RIA
CRD#: 123654
BUFFALO GROVE, IL
Past
May 14, 1992 - March 19, 2015
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Past
May 10, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
January 2, 1985 - May 13, 1988
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Past
October 20, 1983 - December 7, 1984
MOUNTAIN STATES INVESTMENTS, INC.
BD
CRD#: 7881
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PHASE III ADVISORY SERVICES, LTD
PHASE III ADVISORY SERVICES, LTD
CRD#: 122959 / SEC#: 801-63806
RIA
Registered Investment Advisory firm - (2/11/2005 Approved)Illinois
Registered Investment Advisory firm - (2/11/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/11/2018)
RR
Arizona(5/25/2000)
RR
Arkansas(4/14/2000)
RR
California(5/5/2005)
RR
Colorado(4/30/1999)
RR
Connecticut(12/14/2012)
RR
Florida(10/29/1996)
RR
Georgia(5/29/1997)
RR
Hawaii(3/17/2023)
RR
Idaho(5/11/2010)
RR
Illinois(11/19/1989)
IAR
Illinois(6/6/1998)
RR
Indiana(8/20/1993)
RR
Iowa(7/23/1996)
RR
Kansas(7/15/2010)
RR
Kentucky(1/18/2002)
RR
Maine(12/15/2017)
RR
Maryland(10/3/2018)
RR
Massachusetts(8/20/2007)
RR
Michigan(1/2/1990)
RR
Minnesota(6/19/1998)
RR
Mississippi(9/7/2017)
RR
Missouri(6/26/1997)
RR
Montana(3/31/2022)
RR
Nevada(4/17/2000)
RR
New Hampshire(12/15/2021)
RR
New Mexico(6/25/1999)
RR
New York(8/17/2006)
RR
North Carolina(1/16/1998)
RR
Ohio(11/22/2006)
RR
Oklahoma(3/22/2012)
RR
Oregon(9/27/2019)
RR
Pennsylvania(8/16/2010)
RR
South Carolina(7/8/2016)
RR
Tennessee(12/5/2023)
RR
Texas(7/16/1996)
IAR
Texas(3/31/2017)
RR
Utah(2/9/2017)
RR
Vermont(8/20/2007)
RR
Virginia(6/7/2001)
RR
Washington(1/4/1997)
RR
West Virginia(7/19/2018)
RR
Wisconsin(11/19/1989)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PHASE III ADVISORY SERVICES, LTD
PHASE III ADVISORY SERVICES, LTD
CRD#: 122959 / SEC#: 801-63806
RIA
Registered Investment Advisory firm - (2/11/2005 Approved)Illinois
Registered Investment Advisory firm - (2/11/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1110 W. Lake Cook Rd Suite 265, Buffalo Grove, IL 60089
Mailing Address
Phone number
(847) 520-5545
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,297 |
| AUM (Assets Under Management) | $ 162,217,520 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
