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Mary Lynn Dickey

CRD# 1199152·Registered 1983 - 2019
Previously Registered: Being a previously registered professional could mean that Mary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mary Lynn Dickey, who also goes by Mary Lynn Broadway, Lynn Dickey, was a registered financial advisor. Mary was a previously registered financial professional and started their career in finance 1983 - 2019. Mary had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mary Lynn Broadway, Lynn Dickey

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

TRUTORO·CRD# 169291
RIA
Conway, AR
April 16, 2019 - December 31, 2019
TRUTORO·CRD# 169291
BD
Conway, AR
March 18, 2019 - December 31, 2019
SIMMONS FIRST INVESTMENT GROUP, INC.·CRD# 47439
RIA
Little Rock, AR
October 2, 2015 - December 1, 2016
SIMMONS FIRST INVESTMENT GROUP, INC.·CRD# 47439
BD
Little Rock, AR
January 6, 2015 - December 1, 2016
SIMMONS FIRST INVESTMENT GROUP, INC.·CRD# 130710
BD
Little Rock, AR
March 19, 2014 - December 2, 2014
SIMMONS FIRST CAPITAL MANAGEMENT, INC.·CRD# 137713
RIA
Little Rock, AR
March 14, 2014 - September 2, 2015
STEPHENS·CRD# 3496
RIA
Little Rock, AR
August 5, 1999 - April 2, 2012
STEPHENS·CRD# 3496
BD
Little Rock, AR
November 25, 1983 - April 2, 2012

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Current Firm

TR
TRUTORO

BUTLER FINANCIAL SERVICES | VERITAS INDEPENDENT PARTNERS, LLC | TRUTORO | SUQUTRA INVESTMENTS | STRONG WEALTH MANAGEMENT | ROGERS FINANCIAL SERVICES | RIVERLAND WEALTH MANAGEMENT | PINNACLE WEALTH ADVISORS | PERSPECTIVES GROUP FINANCIAL | MINTON WEALTH STRATEGIES | JOE JUSTUS INSURANCE AGENCY | JIM D LEONARD, CPA | FOUNTAIN FINANCIAL & TAX | DICKERSON INSURANCE AND FINANCIAL SERVICES | CARDINAL INVESTMENT GROUP

CRD#: 169291 / SEC#: 801-120986, 8-69363
BD
Terminated by SEC on 03/23/2026

Contact Information

Main Address

2201 Washington Avenue Suite 2, Conway, AR 72032

Phone Number

(501) 730-0303

Established

Arkansas since 09/05/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

9

Documents

Latest Form ADV

Part 2 Brochures

TRUTORO - ADV PART 2A BROCHURE (3/31/2026)

Direct owners and executive officers

NamePositionCRD#
MURDOCH, REBECCA GAILMANAGING MEMBER/CCO3171059
SHANNON, DEBRA DAWNOWNER5021297
ANDERSON, KATHERINE ALICEFINANCIAL OPERATIONS PRINCIPAL4723171

Regulatory Assets Under Management

Total Number of Accounts

1,428

AUM (Assets Under Management)

$141,969,328

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1983About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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