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TL

Terry P. Leffew

SAPIENT CAPITAL LLC
INDIANAPOLIS, IN 46280
Some features on this profile are disabled
CRD#: 1198947
TL

Professional summary

Terry Paul Leffew is a registered financial advisor currently at SAPIENT CAPITAL LLC located in Indianapolis, Indiana.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Terry has worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 52, Series 3, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OWNER : FARM, RENTALS; 7633 E. 1200 SOUTH, CLARKS HILL, IN 47930; 20HRS / MONTH; 0 HRS / DURING TRADING HOURS 2. AMERICAN SUBURBAN UTILITIES; 3350 W. 250 N. WEST LAFAYETTE; IN 47906; WASTE WATER UTILITY; CONSULTANT; BUSINESS ADVICE; STATED AFFILIATION ON 08/01/2014; 5 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Paul Leffew's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 13, 2023 - Present

SAPIENT CAPITAL LLC

Office #1: 401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280
RIA
CRD#: 324899
INDIANAPOLIS, IN
Past

March 15, 2021 - March 17, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
INDIANAPOLIS, IN
Past

August 15, 2012 - March 17, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
INDIANAPOLIS, IN
Past

January 26, 2007 - April 4, 2012

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
GREENWOOD, IN
Past

May 15, 1996 - October 4, 2001

BANC ONE CAPITAL MARKETS, INC.

BD
CRD#: 23065
CHICAGO, IL
Past

April 1, 1996 - May 3, 1996

WINGSPAN INVESTMENT SERVICES

BD
CRD#: 17516
CHICAGO, IL
Past

August 3, 1994 - April 1, 1996

NBD BROKERAGE SERVICES, INC.

BD
CRD#: 17020
Past

October 21, 1985 - June 11, 1991

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
MIAMI, FL
Past

November 25, 1983 - October 21, 1985

RONEY & CO. L.L.C.

BD
CRD#: 900

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAPIENT CAPITAL LLC
SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA
Registered Investment Advisory firm - (2/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(4/13/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/12/2021
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/19/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 52
Date: 1/24/2007
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 6/11/1986
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/19/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 9/8/2007
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/6/1995
General Securities Principal Examination

Current Firm

SC
SAPIENT CAPITAL LLC
SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA
Registered Investment Advisory firm - (2/6/2023 Approved)
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Contact information

Main Address
401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280
Mailing Address
Phone number
(317) 719-0157
Established
Firm type
Fiscal year end
# of Employees
56

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SAPIENT CAPITAL DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts5,947
AUM (Assets Under Management)$ 11,439,805,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAPIENT CAPITAL LLC

CRD#: 324899Indianapolis, IN 46280

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