Steven J. Gula
Professional summary
Steven John Gula, who also goes by Steven Gula, is a registered financial professional currently at MODERN CAPITAL SECURITIES INC. located in Raleigh, North Carolina.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1988. Steven has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven John Gula's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2026 - Present
MODERN CAPITAL SECURITIES INC.
Office #1: 7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617June 5, 2012 - October 30, 2025
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
April 25, 1995 - June 1, 2012
QUEST CAPITAL STRATEGIES, INC.
November 19, 1989 - April 24, 1995
OSAIC WEALTH, INC.
March 13, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
September 29, 1988 - December 14, 1993
BERKSHIRE EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2026)
(4/28/2026)
(4/22/2026)
Exams
FINRA
Current Firm
MODERN CAPITAL SECURITIES INC.
CRD#: 130876 / SEC#: , 8-66403
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
MODERN CAPITAL SECURITIES INC.
CRD#: 130876Raleigh, NC 27617TRUST BUT VERIFY
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