Jean M. Orlando
Professional summary
Jean Marie Orlando, who also goes by Jean Orlando, Jean Marie Vaini, is a registered financial professional currently at SAMI BROKERAGE LLC located in Stamford, Connecticut.
Jean is registered as a RR (Registered Representative) and started their career in finance in 1984. Jean has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jean Marie Orlando's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 1987 - Present
SAMI BROKERAGE LLC
Office #1: 2 High Ridge Park, Stamford, CT 06905Office #2: 2 High Ridge Park 2nd Floor, Stamford, CT 06905January 25, 1984 - August 15, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2004)
(2/19/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SAMI BROKERAGE LLC
CRD#: 18217 / SEC#: 801-undefined, 8-36472
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPECTRUM ASSET MANAGEMENT, INC. | 100% OWNER | |
| BYER, MATTHEW ROSS | CHIEF INFORMATION SECURITY OFFICER | 3120607 |
| HANCZOR, JOSEPH ANDREW | CHIEF COMPLIANCE OFFICER | 5200684 |
| JACOBY, LEWIS PHILLIP IV | HEAD OF TRADING | 1238147 |
| LIEB, MARK ALAN | PRESIDENT | 853490 |
| ORLANDO, JEAN MARIE | FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER | 1197909 |
Disclosures
| Regulatory Event | 1 |
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