Harry L. Kamataris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Louis Kamataris was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1984. Harry had worked at 19 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 31 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2020 - January 21, 2021
HERCULES INVESTMENTS
March 9, 2020 - March 10, 2020
SUPREME ALLIANCE LLC
March 4, 2020 - March 10, 2020
SUPREME ALLIANCE LLC
February 19, 2020 - March 3, 2020
MCCLOSKEY & ASSOCIATES, P.A.
April 6, 2018 - December 31, 2019
CLARAPHI ADVISORY NETWORK, LLC
December 22, 2015 - March 28, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
December 21, 2015 - March 28, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
September 30, 2014 - December 22, 2015
PORTSMOUTH FINANCIAL SERVICES
August 30, 2013 - December 22, 2015
PORTSMOUTH FINANCIAL SERVICES
May 10, 2012 - September 5, 2013
ALLSTATE FINANCIAL ADVISORS, LLC
April 2, 2012 - September 5, 2013
ALLSTATE FINANCIAL SERVICES, LLC
October 24, 2011 - March 21, 2012
LIFESMART WEALTH MANAGEMENT, LLC
April 25, 2008 - July 28, 2010
BROOKSTONE CAPITAL MANAGEMENT LLC
September 18, 2002 - February 13, 2004
NEW ENGLAND SECURITIES
August 7, 2002 - February 13, 2004
NEW ENGLAND SECURITIES
May 22, 2001 - August 16, 2002
SIGNATOR INVESTORS, INC.
March 29, 1999 - June 7, 1999
AMEREST SECURITIES, INC.
July 18, 1997 - June 3, 1998
MORGAN STANLEY DW INC.
November 13, 1996 - April 30, 1997
MML INVESTORS SERVICES, LLC
August 3, 1995 - September 27, 1996
NEW ENGLAND SECURITIES
December 15, 1994 - June 14, 1995
AEGON USA SECURITIES INC.
July 26, 1993 - December 1, 1994
PRUCO SECURITIES, LLC.
November 27, 1992 - June 17, 1993
NEW ENGLAND SECURITIES
May 6, 1991 - September 23, 1992
BROOKLIGHT PLACE SECURITIES, INC.
December 7, 1989 - May 17, 1991
CARILLON INVESTMENTS, INC.
March 30, 1989 - December 13, 1989
BROOKLIGHT PLACE SECURITIES, INC.
April 16, 1984 - April 19, 1989
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HERCULES INVESTMENTS
CRD#: 304719 / SEC#: 801-119829
Contact information
Regulatory assets under management
| Total Number of Accounts | 144 |
| AUM (Assets Under Management) | $ 33,200,000 |
Red Flags
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