Robert W. Epps
Professional summary
Robert William Epps, who also goes by Bob Epps, is a registered financial professional currently at AEGIS INVESTMENTS, INC. located in St Louis Park, Minnesota.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert William Epps's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 1992 - Present
AEGIS INVESTMENTS, INC.
Office #1: 4915 West 35th Street Suite 206, St Louis Park, MN 55416Office #2: 4915 West 35th Street Suite 100, St Louis Park, MN 55416October 6, 1983 - December 31, 1991
SII INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/1992)
Exams
FINRA
Current Firm
AEGIS INVESTMENTS, INC.
CRD#: 16033 / SEC#: , 8-33137
Contact information
FINRA licenses (5 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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