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Find, Compare and Monitor Financial Advisors at AEGIS INVESTMENTS, INC.

CRD#: 16033
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

AEGIS INVESTMENTS, INC. is located at 4915 West 35th Street Suite 100, St Louis Park, MN 55416 and was first established at Kansas City, Minnesota in 12/07/1984. After operating for 41 years, AEGIS INVESTMENTS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of AEGIS INVESTMENTS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. AEGIS INVESTMENTS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at AEGIS INVESTMENTS, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 1 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access AEGIS INVESTMENTS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at AEGIS INVESTMENTS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for AEGIS INVESTMENTS, INC. Comes From

Understanding the Statistics for AEGIS INVESTMENTS, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1
Arbitration
1

FIRM INFORMATION

Main Address
4915 West 35th Street Suite 100, St Louis Park, MN 55416
Mailing Address
4915 West 35th Street Suite 100, St Louis Park, MN 55416
Firm Size
Small
Phone Number
(612) 336-4432
Established
Minnesota since 12/07/1984
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
INGLE, LINDA LEIGHPRESIDENT, CCO1297076
STORHOLM, JAMES RICHARDFIN OP2310929
ZIEGLER, JEFFREY GEORGEVICE PRESIDENT1442799

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Advisor's working at AEGIS INVESTMENTS, INC.

NK

Nicholas Lee Kuchenbecker

RR
CRD#: 4416246
Location:
St Louis Park, MN 55416
Company:
AEGIS INVESTMENTS, INC.
Disclosures:
Experience:
7 years
View Profile
JI

Joel Christopher Ingle

RR
CRD#: 5110522
Location:
St Louis Park, MN 55416
Company:
AEGIS INVESTMENTS, INC.
Disclosures:
Experience:
18 years
View Profile
RE

Robert William Epps

Bob Epps
RR
CRD#: 1197563
Location:
St Louis Park, MN 55416
Company:
AEGIS INVESTMENTS, INC.
Disclosures:
Experience:
42 years
View Profile
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