John P. Seefried
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Seefried was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2007 - December 31, 2024
GVC CAPITAL LLC
October 1, 2002 - December 31, 2006
PAULSON INVESTMENT COMPANY LLC
September 30, 2002 - October 8, 2002
J.P. TURNER & COMPANY, L.L.C.
January 24, 2001 - September 30, 2002
SCHNEIDER SECURITIES, INC.
July 30, 1991 - January 22, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
August 25, 1989 - July 29, 1991
NELSON SECURITIES,INC.
June 30, 1988 - July 29, 1989
YAEGER SECURITIES, INC.
September 21, 1987 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
December 3, 1986 - September 10, 1987
RCL NORTHWEST, INC.
August 8, 1985 - December 9, 1986
NATIONAL SECURITIES CORPORATION
January 25, 1985 - July 29, 1985
NIELSON AND CLARK INC.
October 20, 1983 - January 14, 1985
MICHAEL C. TALLEY & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GVC CAPITAL LLC
CRD#: 38923 / SEC#: , 8-48465
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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