Brent A. Krantz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Anthony Krantz was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1983. Brent had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 1999 - July 25, 2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 8, 1994 - March 11, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
May 24, 1991 - May 26, 1994
U.S. BANCORP SECURITIES
March 2, 1990 - December 31, 1990
U.S. FINANCIAL SECURITIES, INC.
October 19, 1988 - August 14, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION
April 15, 1988 - June 3, 1988
CAL FED INVESTMENTS
November 22, 1986 - April 20, 1988
CAPITAL BROKERAGE CORPORATION
February 4, 1986 - October 21, 1986
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
October 19, 1983 - July 16, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
CRD#: 7834 / SEC#: , 8-22992
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Civil Event | 1 |
Red Flags
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