Gregory F. Partalis

THE FOUNDATION INVESTMENT GROUP

GREENSBORO, GA

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CRD#: 1197074

Professional summary

Gregory Frank Partalis is a registered financial advisor currently at THE FOUNDATION INVESTMENT GROUP located in Greensboro, Georgia and CHAUNER SECURITIES, INC. located in Northbrook, Illinois.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Gregory has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 22, Series 24 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GREGORY F PARTALIS TRUSTEE FOR LYNN N PARTALIS LIVING TRUST - CO-TRUSTEE SINCE 1/2001 - APPROX < 1 HR/MO - NO COMPENSATION FIG WEALTH LLC DBA THE FOUNDATION INVESTMENT GROUP LOCATED AT 3466 MT. DIABLO SUITE C201, LAFAYETTE, CA 94549. THE BUSINESS IS INVESTMENT RELATED. FIG WEALTH LLC IS AN SEC REGISTERED INVESTMENT ADVISORY FIRM. PARTALIS IS A REGISTERED INVESTMENT ADVISOR WITH FIG WEALTH LLC. AND HE SPENDS APPROXIMATELY 40 HOURS PER WEEK ON THIS BUSINESS. GREGORY F. PARTALIS IS A STATE OF GEORGIA LIFE & HEALTH INSURANCE AGENT SINCE 4/21/2011. APPROXIMATELY 1 HOUR PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Frank Partalis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2022 - Present

THE FOUNDATION INVESTMENT GROUP

RIA

CRD#: 318369

GREENSBORO, GA

Current

March 7, 2022 - Present

CHAUNER SECURITIES, INC.

Office #1: 666 Dundee Road, Suite 903, Northbrook, IL 60062-2735

CRD#: 10075

Northbrook, IL

Past

February 12, 2021 - March 3, 2022

GLOBAL ASSETS ADVISORY, LLC

RIA

CRD#: 300460

GREENSBORO, GA

Past

February 2, 2021 - March 3, 2022

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

GREENSBORO, GA

Past

January 14, 2008 - February 2, 2021

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Lafayette, CA

Past

January 2, 2008 - February 2, 2021

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Lafayette, CA

Past

September 2, 2005 - December 31, 2007

CINCINNATI ANALYSTS, INC.

CRD#: 5478

GREENSBORO, GA

Past

February 2, 1984 - November 23, 1990

H & P MANAGEMENT CORP.

CRD#: 14192

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE FOUNDATION INVESTMENT GROUP

FIG WEALTH, LLC | THE FOUNDATION INVESTMENT GROUP

CRD#: 318369 / SEC#: 801-123159

RIA

Registered Investment Advisory firm - (2/4/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/18/2023)

IAR

Georgia
(3/14/2022)

Georgia
(3/18/2022)

Michigan
(10/3/2024)

Oregon
(4/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/10/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/28/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/14/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/1/2005

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/13/1983

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/30/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 39

Date: 11/30/1983

Direct Participation Programs Principal Examination

SRO Registrations

FINRA

Current Firm

THE FOUNDATION INVESTMENT GROUP

FIG WEALTH, LLC | THE FOUNDATION INVESTMENT GROUP

CRD#: 318369 / SEC#: 801-123159

RIA

Registered Investment Advisory firm - (2/4/2022 Approved)

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Contact information

Main Address

3466 Mt. Diablo Blvd. Suite C-201, Lafayette, CA 94549

Mailing Address

Phone number

(925) 298-5840

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR FIG WEALTH, LLC (3/24/2025)

Regulatory assets under management

Total Number of Accounts	516
AUM (Assets Under Management)	$ 255,657,978

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory F. Partalis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Frank Partalis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHAUNER SECURITIES, INC.

GLOBAL ASSETS ADVISORY, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

CINCINNATI ANALYSTS, INC.

H & P MANAGEMENT CORP.

Primary Firm SEC Registration

THE FOUNDATION INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 1/10/2008

Series 63

Date: 9/28/2005

SIE

Date: 10/1/2018

Series 31

Date: 11/14/2007

Series 7

Date: 9/1/2005

Series 22

Date: 10/13/1983

Series 24

Date: 3/30/2006

Series 39

Date: 11/30/1983

FINRA

Current Firm

THE FOUNDATION INVESTMENT GROUP

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE FOUNDATION INVESTMENT GROUP

TRUST BUT VERIFY

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