GM
Gregory K. Maloney
GWN SECURITIES
Hauppauge, NY 11788
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CRD#: 1196057
GM
Professional summary
Gregory Kevin Maloney is a registered financial advisor currently at GWN SECURITIES INC. located in Hauppauge, New York.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Gregory has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CGAA INC POSITION: SVP NATURE: CGGA IS INVOLVED IN INSURANCE,(FIXED AND GROUP) SALES AS WELL AS INVESTMENT ADVISORY SERVICES INVESTMENT RELATED: NO NUMBER OF HOURS: 120 INVESTMENT RELATED HOURS: 120 START DATE: 09/02/1996 ADDRESS: 1300 VETERANS MEMORIAL HWY, SUITE 210, HAUPPAUGE NY 11788 DESCRIPTION: CGGA IS INVOLVED IN INSURANCE,(FIXED AND GROUP) SALES AS WELL AS INVESTMENT ADVISORY SERVICES VIRIDIAN ENERGY POSITION: ASSOCIATE NATURE: ELECTRIC, NATURAL GAS AND SOLAR INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 01/09/2014 ADDRESS: 1055 WASHINGTON BLVD, STAMFORD CT 06901 DESCRIPTION: REFERRING PEOPLE TO UTILITY COMPANY EFN, INC. POSITION: President NATURE: Started corporation with partner.To date NO activities or services of ANY kind have been performed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2006 ADDRESS: 229 hallock rd, stony brook NY 11790 DESCRIPTION: Started corporation with partner.To date NO activities or services of ANY kind have been performed.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Kevin Maloney's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Kevin Maloney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2021 - Present
GWN SECURITIES INC.
Office #1: 1300 Veterans Highway Suite 210, Hauppauge, NY 11788RIA
BD
CRD#: 128929
Hauppauge, NY
Current
July 30, 2004 - Present
GWN SECURITIES INC.
Office #1: 1300 Veterans Highway Suite 210, Hauppauge, NY 11788RIA
BD
CRD#: 128929
Hauppauge, NY
Past
September 20, 1995 - July 30, 2004
PMG SECURITIES CORPORATION
BD
CRD#: 27107
ELGIN, IL
Past
January 1, 1994 - September 26, 1995
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past
December 21, 1983 - January 1, 1994
LEGEND CAPITAL CORPORATION
BD
CRD#: 4149
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/30/2004)
RR
Maryland(7/30/2004)
RR
Massachusetts(3/27/2014)
RR
New Jersey(7/30/2004)
RR
New York(7/30/2004)
IAR
New York(3/31/2021)
RR
North Carolina(11/13/2008)
RR
Pennsylvania(7/17/2009)
RR
Rhode Island(7/30/2004)
RR
South Carolina(10/26/2022)
RR
Washington(3/30/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
