Arch L. Peregoff

SEABIRD INVESTMENT PARTNERS

San Diego, CA 92122

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CRD#: 1196008

Professional summary

Arch Laurence Peregoff is a registered financial advisor currently at SEABIRD INVESTMENT PARTNERS located in San Diego, California.

Arch is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Arch has worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arch Laurence Peregoff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2016 - Present

SEABIRD INVESTMENT PARTNERS

Office #1: 9191 Towne Centre Drive Suite 575, San Diego, CA 92122

RIA

CRD#: 284125

San Diego, CA

Past

September 15, 2010 - January 17, 2017

CARMEL CAPITAL PARTNERS, LLC

RIA

CRD#: 123907

SAN DIEGO, CA

Past

April 23, 2008 - November 15, 2010

NEWEDGE SECURITIES, LLC

CRD#: 10674

LA JOLLA, CA

Past

May 4, 2004 - February 1, 2006

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

LA JOLLA, CA

Past

May 3, 2004 - February 1, 2006

NEWEDGE SECURITIES, LLC

CRD#: 10674

PITTSBURGH, PA

Past

December 12, 2003 - December 31, 2008

ITB ADVISORS

RIA

CRD#: 129630

SAN DIEGO, CA

Past

December 23, 1997 - May 4, 2004

FDX ADVISORS, INC.

RIA

CRD#: 104601

SAN DIEGO, CA

Past

December 20, 1997 - May 3, 2004

LONDON PACIFIC SECURITIES, INC.

CRD#: 25089

SACRAMENTO, CA

Past

April 20, 1988 - November 24, 1997

THE RIDERWOOD GROUP INCORPORATED

CRD#: 16681

TOWSON, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEABIRD INVESTMENT PARTNERS

ARCH PEREGOFF, INC. | SEABIRD INVESTMENT PARTNERS | SEABIRD FINANCIAL CORPORATION | SEABIRD FINANCIAL

CRD#: 284125 / SEC#: 801-107954

RIA

Registered Investment Advisory firm - (6/8/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/29/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/14/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/25/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/18/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/16/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/30/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/4/1996

General Securities Principal Examination

Current Firm

SEABIRD INVESTMENT PARTNERS

ARCH PEREGOFF, INC. | SEABIRD INVESTMENT PARTNERS | SEABIRD FINANCIAL CORPORATION | SEABIRD FINANCIAL

CRD#: 284125 / SEC#: 801-107954

RIA

Registered Investment Advisory firm - (6/8/2016 Approved)

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Contact information

Main Address

9191 Towne Centre Drive Suite 575, San Diego, CA 92122

Mailing Address

Phone number

(858) 457-7707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEABIRD ADV PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	270
AUM (Assets Under Management)	$ 354,355,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Arch L. Peregoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arch Laurence Peregoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARMEL CAPITAL PARTNERS, LLC

NEWEDGE SECURITIES, LLC

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

ITB ADVISORS

FDX ADVISORS, INC.

LONDON PACIFIC SECURITIES, INC.

THE RIDERWOOD GROUP INCORPORATED

Primary Firm SEC Registration

SEABIRD INVESTMENT PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/14/2001

Series 63

Date: 3/25/1988

Series 3

Date: 5/18/1988

Series 7

Date: 4/16/1988

Series 4

Date: 1/30/1997

Series 24

Date: 12/4/1996

Current Firm

SEABIRD INVESTMENT PARTNERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEABIRD INVESTMENT PARTNERS

TRUST BUT VERIFY

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