Fabian A. Samaniego
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fabian Anabal Samaniego, who also goes by Fabian A Samaniego Jr, Fabian Anabal Samaniego Jr, Fabian Anibal Samaniego Jr, was a registered financial professional .
Fabian is a previously registered financial professional and started their career in finance in 1984. Fabian had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2013 - August 25, 2016
LAMPERT CAPITAL MARKETS INC.
December 21, 2010 - September 26, 2011
CITIGROUP GLOBAL MARKETS INC.
February 22, 2010 - December 8, 2010
LAMPERT CAPITAL MARKETS INC.
December 10, 2007 - November 24, 2008
NATIONAL FINANCIAL SERVICES LLC
January 1, 2005 - March 28, 2007
HSBC SECURITIES (USA) INC.
September 11, 2000 - January 1, 2005
HSBC BROKERAGE (USA) INC.
July 31, 1999 - August 24, 2000
BARINGTON CAPITAL GROUP, L.P.
February 7, 1996 - June 23, 1999
REPUBLIC NEW YORK SECURITIES CORPORATION
May 7, 1992 - December 5, 1995
CHASE INVESTMENT SERVICES CORP.
July 18, 1989 - May 13, 1992
CITIGROUP GLOBAL MARKETS INC.
March 4, 1987 - August 2, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
March 22, 1984 - December 19, 1986
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/10/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LAMPERT CAPITAL MARKETS INC.
CRD#: 103725 / SEC#: , 8-52234
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LAMPERT ADVISORS LLC | SHAREHOLDER | |
| LAMPERT, STEWART RANDY | CHAIRMAN/CEO DIRECTOR/ CCO | |
| NG, NELSON | CHIEF FINANCIAL OFFICER | 1716597 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
