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Fabian Anabal Samaniego

CRD# 1195996·Registered 1984 - 2016
Previously Registered: Being a previously registered professional could mean that Fabian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Fabian Anabal Samaniego, who also goes by Fabian A Samaniego Jr, Fabian Anabal Samaniego Jr, Fabian Anibal Samaniego Jr, was a registered financial advisor. Fabian was a previously registered financial professional and started their career in finance 1984 - 2016. Fabian had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Fabian A Samaniego Jr, Fabian Anabal Samaniego Jr, Fabian Anibal Samaniego Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

LAMPERT CAPITAL MARKETS INC.·CRD# 103725
BD
New York, NY
November 1, 2013 - August 25, 2016
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
December 21, 2010 - September 26, 2011
LAMPERT CAPITAL MARKETS INC.·CRD# 103725
BD
Ny, NY
February 22, 2010 - December 8, 2010
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
New York, NY
December 10, 2007 - November 24, 2008
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
January 1, 2005 - March 28, 2007
HSBC BROKERAGE (USA) INC.·CRD# 6956
BD
New York, NY
September 11, 2000 - January 1, 2005
BARINGTON CAPITAL GROUP, L.P.·CRD# 29383
BD
New York, NY
July 31, 1999 - August 24, 2000
REPUBLIC NEW YORK SECURITIES CORPORATION·CRD# 29659
BD
New York, NY
February 7, 1996 - June 23, 1999
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
May 7, 1992 - December 5, 1995
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 18, 1989 - May 13, 1992
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
March 4, 1987 - August 2, 1989
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
March 22, 1984 - December 19, 1986

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Current Firm

LC
LAMPERT CAPITAL MARKETS INC.

ICM CAPITAL MARKETS LTD. | LAMPERT CAPITAL MARKETS INC. | INTERNET CAPITAL MARKETS CORPORATION

CRD#: 103725 / SEC#: 8-52234
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

900 Third Ave Suite 1403, Ny, NY 10022

Mailing Address

900 Third Ave Suite 1403, Ny, NY 10022

Phone Number

(347) 614-4775

Established

New York since 09/25/1998

Firm Type

Corporation

Fiscal Year End

August

Firm Size

Small

FINRA licenses (34 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LAMPERT ADVISORS LLCSHAREHOLDER—
LAMPERT, STEWART RANDYCHAIRMAN/CEO DIRECTOR/ CCO—
NG, NELSONCHIEF FINANCIAL OFFICER1716597

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1984About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1996About the Series 27 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Nov 1989

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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