Samuel J. Loerch
Professional summary
Samuel James Loerch, who also goes by Sammy Loerch, is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Austin, Texas.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 1983. Samuel has worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel James Loerch's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2009 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 3101 Bee Cave Rd Suite 270, Austin, TX 78746January 12, 2000 - February 11, 2009
TEJAS SECURITIES GROUP, INC.
February 25, 1998 - January 5, 2000
AMHERST SECURITIES GROUP, L.P.
September 26, 1995 - March 20, 1998
SPIRES FINANCIAL, L.P.
November 9, 1994 - September 12, 1995
APS FINANCIAL CORPORATION
July 24, 1991 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
July 11, 1991 - November 21, 1994
WESTCAP SECURITIES, L.P.
January 1, 1991 - July 12, 1991
UBS FINANCIAL SERVICES INC.
July 6, 1990 - January 1, 1991
ROTAN MOSLE INC.
January 9, 1989 - July 17, 1990
WESTCAP SECURITIES, L.P.
January 9, 1989 - July 17, 1990
WESTCAP GOVERNMENT SECURITIES, INC.
September 15, 1988 - January 7, 1989
GREYSTONE SECURITIES, INC.
July 25, 1987 - July 17, 1990
WESTCAP GOVERNMENT SECURITIES, INC.
March 31, 1987 - September 19, 1988
WESTCAP SECURITIES, L.P.
April 14, 1986 - March 5, 1987
RAUSCHER PIERCE REFSNES, INC.
April 12, 1985 - July 17, 1990
WESTCAP SECURITIES, L.P.
November 1, 1984 - April 10, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
October 19, 1983 - October 22, 1984
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2012)
(9/6/2013)
(9/6/2013)
(11/5/2015)
(9/6/2013)
(9/6/2013)
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(9/6/2013)
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(9/6/2013)
(9/6/2013)
(2/13/2009)
(9/6/2013)
Exams
FINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
