Lauren L. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Lee Morgan, who also goes by Lauren Lee Gemmrig, Lauren Lee Kinzie, was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 1984. Lauren had worked at 8 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2011 - May 20, 2013
PURSHE KAPLAN STERLING INVESTMENTS
June 16, 2008 - December 31, 2022
MORGAN WEALTH MANAGEMENT, INC.
July 24, 2002 - April 25, 2008
TAX-N-VESTORS, INC.
November 21, 2001 - December 31, 2010
CROWN CAPITAL SECURITIES, L.P.
July 3, 1997 - November 20, 2001
CENTAURUS FINANCIAL, INC.
July 21, 1994 - November 1, 1996
GRIFFIN FINANCIAL SERVICES
May 11, 1993 - May 24, 1994
CENTAURUS FINANCIAL, INC.
May 10, 1984 - September 24, 1993
TITAN/VALUE EQUITIES GROUP, INC.
March 22, 1984 - May 17, 1984
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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