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Gregory J Hopp

TRADESTATION SECURITIES
CHICAGO, IL
·CRD# 1193544·39 years experience

Professional Summary

Gregory J Hopp, who also goes by Greg Joseph Hopp, Gregory Joseph Hopp, Gregory Hopp, is a registered financial advisor currently at TRADESTATION SECURITIES, INC. located in Chicago, Illinois. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1987. Gregory has worked at 14 firms and has passed the Series 63, Series 34, Series 3, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Joseph Hopp, Gregory Joseph Hopp, Gregory Hopp

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

TRADESTATION SECURITIES, INC.·CRD# 39473
BD
120 South Riverside Plaza Suite 1650, Chicago, IL 60606
June 10, 2025 - Present
MORGAN STANLEY·CRD# 149777
BD
Chicago, IL
September 5, 2023 - June 11, 2025
E*TRADE SECURITIES LLC·CRD# 29106
BD
Chicago, IL
July 31, 2023 - September 5, 2023
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Chicago, IL
October 12, 2022 - April 4, 2023
TD AMERITRADE, INC.·CRD# 7870
BD
Chicago, IL
March 19, 2019 - November 21, 2022
MATRIX EXECUTIONS, LLC·CRD# 38455
BD
Chicago, IL
July 10, 2018 - November 6, 2018
LAKESHORE SECURITIES, L.P.·CRD# 34381
BD
Chicago, IL
July 6, 2006 - June 29, 2015
SRT SECURITIES LLC·CRD# 33725
BD
Birmingham, MI
September 19, 2002 - June 29, 2006
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
October 21, 1992 - January 26, 1998
MF GLOBAL INC.·CRD# 6731
BD
New York, NY
April 30, 1991 - September 17, 1992
KESSLER ASHER CLEARING L.P.·CRD# 19493
BD
Chicago, IL
July 20, 1989 - May 25, 1990
LIT AMERICA, INC.·CRD# 22381
BD
Chicago, IL
June 9, 1988 - July 20, 1989
RIALCOR/SHATKIN SECURITIES CORP.·CRD# 15930
BD
April 28, 1988 - June 9, 1988
WALSH, GREENWOOD & CO.·CRD# 8068
BD
Greenwich, CT
February 24, 1987 - February 9, 1988

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Current Firm

TS
TRADESTATION SECURITIES, INC.

ONLINE TRADING INC.COM | TRADESTATION SECURITIES, INC. | TRADESTATION SECURITIES | TRADESTATION | ONLINETRADNG.COM | ONLINETRADINGINC.COM CORP | ONLINETRADING.COM | ONLINETRADEINGINC.COM CORP. | ONLINE TRADING, INC.

CRD#: 39473 / SEC#: 8-48711
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Mailing Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Phone Number

(954) 652-7900

Established

Florida since 09/07/1995

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TRADESTATION GROUP, INC.OWNER - PARENT CORPORATION—
BOLEK, JOHN MITCHELLCHIEF OPERATIONS OFFICER2363046
KOROTKIY, PETERCHIEF OPERATING OFFICER & PRESIDENT2706102
MORMILE-WOLPER, MYRA CHRISTINEGENERAL COUNSEL AND ASSISTANT SECRETARY6753154
ROJEK, JAMES HCHIEF FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL3096214
WALTON, HERBERTCHIEF COMPLIANCE OFFICER4030847

Disclosures

Regulatory Event

29

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/13/2025)
RR
Alaska
(6/17/2025)
RR
Arizona
(6/13/2025)
RR
Arkansas
(6/16/2025)
RR
California
(6/13/2025)
RR
Colorado
(6/16/2025)
RR
Connecticut
(6/11/2025)
RR
Delaware
(6/14/2025)
RR
District of Columbia
(6/13/2025)
RR
Florida
(6/16/2025)
RR
Georgia
(6/30/2025)
RR
Hawaii
(7/15/2025)
RR
Idaho
(6/13/2025)
RR
Illinois
(6/13/2025)
RR
Indiana
(6/25/2025)
RR
Iowa
(6/10/2025)
RR
Kansas
(6/13/2025)
RR
Kentucky
(6/16/2025)
RR
Louisiana
(6/13/2025)
RR
Maine
(6/13/2025)
RR
Maryland
(6/13/2025)
RR
Massachusetts
(6/11/2025)
RR
Michigan
(6/13/2025)
RR
Minnesota
(6/16/2025)
RR
Mississippi
(6/18/2025)
RR
Missouri
(6/11/2025)
RR
Montana
(6/12/2025)
RR
Nebraska
(6/11/2025)
RR
Nevada
(6/13/2025)
RR
New Hampshire
(6/16/2025)
RR
New Jersey
(6/13/2025)
RR
New Mexico
(6/16/2025)
RR
New York
(6/15/2025)
RR
North Carolina
(6/16/2025)
RR
North Dakota
(6/20/2025)
RR
Ohio
(6/11/2025)
RR
Oklahoma
(6/13/2025)
RR
Oregon
(6/13/2025)
RR
Pennsylvania
(6/11/2025)
RR
Puerto Rico
(6/18/2025)
RR
Rhode Island
(6/16/2025)
RR
South Carolina
(6/13/2025)
RR
South Dakota
(6/13/2025)
RR
Tennessee
(6/13/2025)
RR
Texas
(6/11/2025)
RR
Utah
(6/11/2025)
RR
Vermont
(6/13/2025)
RR
Virginia
(6/23/2025)
RR
Washington
(6/16/2025)
RR
West Virginia
(6/16/2025)
RR
Wisconsin
(6/11/2025)
RR
Wyoming
(6/16/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2019About the Series 63 exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed Sep 2019About the Series 34 exam

Series 3 — National Commodity Futures Examination

Passed May 2019About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1987About the Series 7 exam
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SRO Registrations
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SRO Registrations
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SRO Registrations
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SRO Registrations
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SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gregory J Hopp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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