Douglas C. Greenwood
Professional summary
Douglas Charles William Greenwood, who also goes by Douglas William Charles Greenwood, is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1983. Douglas has worked at 8 firms and has passed the Series 63, Series 65, Series 52TO, Series 99TO, Series 79TO, SIE, Series 50, Series 7, Series 54, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Charles William Greenwood's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2007 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601September 30, 2009 - December 26, 2018
ACADEMY SECURITIES, INC.
April 14, 2000 - December 19, 2005
TRAUTMAN WASSERMAN & COMPANY, INC.
September 1, 1997 - April 17, 2000
DB ALEX. BROWN LLC
December 21, 1987 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
October 9, 1985 - January 23, 1988
ADVEST, INC.
April 24, 1984 - October 18, 1985
WURZBURGER, MORROW & KEOUGH, INC.
December 13, 1983 - November 1, 1984
BARTOW, GREENWOOD & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2023)
(2/17/2023)
(5/12/2009)
(3/20/2014)
(2/28/2007)
(9/23/2019)
(6/16/2015)
(3/21/2013)
(3/30/2017)
(4/3/2018)
(3/27/2018)
(8/12/2008)
(6/4/2013)
(4/4/2017)
(8/12/2008)
(4/14/2014)
(7/29/2015)
(7/14/2015)
(4/8/2009)
(9/17/2014)
(4/23/2010)
(3/22/2018)
(8/13/2012)
(3/26/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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