Donald W. Sterling
Professional summary
Donald William Sterling, who also goes by Don Sterling, is a registered financial professional currently at INSTITUTIONAL SECURITIES CORPORATION located in Dallas, Texas and CRESCENT SECURITIES GROUP, INC. located in Plano, Texas.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1983. Donald has worked at 44 firms and has passed the Series 63, Series 99TO, SIE, Series 53, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald William Sterling's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 1993 - Present
INSTITUTIONAL SECURITIES CORPORATION
Office #1: 3500 Oak Lawn Ave Suite 400, Dallas, TX 75219December 14, 2001 - Present
CRESCENT SECURITIES GROUP, INC.
Office #1: 4975 Preston Park Blvd. Suite 820, Plano, TX 75093May 2, 2008 - Present
GENERATIONAL CAPITAL MARKETS INC.
Office #1: 3400 N. Central Expressway Suite 100, Richardson, TX 75082Office #2: 3400 N. Central Expressway Suite 100, Richardson, TX 75082July 17, 2018 - Present
SMITH CAPITAL MARKETS, LLC.
Office #1: 8333 Douglas Ave., Suite 1450, Dallas, TX 75225March 9, 2016 - July 2, 2018
VCA SECURITIES, LP
July 2, 2015 - February 8, 2016
NETHERLAND SECURITIES, INC.
November 8, 2012 - December 17, 2018
RGL ADVISORS, LLC
January 1, 2012 - April 6, 2015
VISTA SECURITIES, INC.
May 16, 2011 - September 26, 2017
WESTLAKE SECURITIES
March 7, 2008 - October 25, 2010
PINNACLE PARTNERS FINANCIAL CORPORATION
January 14, 2008 - May 2, 2012
BALDWIN ANTHONY SECURITIES, INC.
March 2, 2007 - June 23, 2020
ALLIANCE FINANCIAL GROUP, INC.
June 28, 2005 - October 4, 2005
KNIGHT DIRECT LLC
October 27, 2003 - January 5, 2004
P. A. N. SECURITIES, LP
August 26, 2003 - November 30, 2023
ALTACCESS SECURITIES COMPANY, L.P.
June 10, 2003 - November 19, 2007
FLAGLER DRIVE FINANCIAL, L.P.
April 22, 2003 - March 15, 2019
GREENHILL COGENT, LP
August 14, 2002 - May 29, 2012
BLUFFVIEW CAPITAL, LP
June 5, 2002 - October 30, 2006
AWM SERVICES, LLC
October 10, 2001 - January 2, 2002
NBC FINANCIAL, INC.
August 15, 2001 - July 8, 2005
CONOR PETERSON LLC
March 14, 2001 - December 31, 2001
CENTERPOINT SECURITIES INC.
July 24, 2000 - December 7, 2005
FETTERMAN INVESTMENTS, INC.
March 1, 2000 - June 29, 2009
STONEGATE CAPITAL MARKETS, INC.
June 2, 1999 - December 14, 1999
CULLUM & BURKS SECURITIES, INC.
April 21, 1998 - March 29, 2000
INTERNATIONAL EXCHANGE BROKERS, LLC.
April 9, 1998 - November 7, 2023
OMEGA SECURITIES, INC.
July 23, 1997 - September 26, 1997
RICHMARK CAPITAL CORPORATION
February 14, 1997 - April 23, 1997
FOUNDERS EQUITY SECURITIES INC.
October 24, 1995 - July 24, 1998
J&J SECURITIES, INC.
September 11, 1995 - April 30, 2001
TARA CAPITAL PARTNERS, INC.
June 26, 1995 - April 14, 1999
COMVEST PARTNERS, INC.
May 2, 1995 - April 21, 2008
WFG INVESTMENTS, INC.
July 5, 1994 - June 26, 1996
AXIS TRADING CORPORATION
February 14, 1994 - March 17, 1998
CULMEN GROUP, L.P.
October 18, 1993 - August 23, 2001
KAREN HOWE-MISKO & COMPANY INCORPORATED
August 10, 1993 - June 2, 1999
PINEWOOD SECURITIES, CORP.
May 12, 1993 - April 10, 2015
ASSOCIATED BOND BROKERS, INC.
June 3, 1991 - October 10, 2000
LOBO SECURITIES, INC.
June 22, 1989 - December 13, 2007
RICHFIELD ORION INTERNATIONAL, INC.
February 27, 1989 - July 12, 1993
CAPNET SECURITIES CORPORATION
April 6, 1988 - September 17, 1997
WATERFORD CAPITAL, INC.
September 8, 1986 - June 28, 1989
M.S. ETHEREDGE & CO., INC.
October 27, 1983 - January 6, 1988
CAPIS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SMITH CAPITAL MARKETS, LLC.
CRD#: 121430 / SEC#: , 8-65408
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SMITH CAPITAL MARKETS, LLC.
CRD#: 121430Dallas, TX 75219TRUST BUT VERIFY
Monitor Donald Sterling
Get automatic monthly alerts on:
