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MT

Michael A. Trabucco

ALLSTATE FINANCIAL ADVISORS
RUTHERFORD, NJ 07070-1232
Some features on this profile are disabled
CRD#: 1191760
MT

Professional summary


Michael Anthony Trabucco, who also goes by Michael A Trabucco, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Rutherford, New Jersey and ALLSTATE FINANCIAL SERVICES, LLC located in Rutherford, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Michael A Trabucco

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TRAILING COMMISSIONS - MASS MUTUAL AGENT/OWNER 3 WHITE TERRACE E RUTHERFORD, NJ 07073 DUTIES: RESIDUAL COMMISSIONS ONLY 0%; 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADES; 7/15/2015 NOT INVESTMENT RELATED EVERLAKE POSITION: EFS NATURE: RESIDUAL COMMISSIONS INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 3 WHITE TERR, EAST RUTHERFORD NJ 07073, United States DESCRIPTION: COLLECT RENEWAL COMMISSIONS

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Anthony Trabucco's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 18, 2015 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 50 Union Ave, Rutherford, NJ 07070-1232
RIA
CRD#: 109524
RUTHERFORD, NJ
Current

August 13, 2015 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 50 Union Ave, Rutherford, NJ 07070-1232
BD
CRD#: 18272
Rutherford, NJ
Past

February 28, 2008 - July 22, 2015

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
CLIFTON, NJ
Past

February 19, 2008 - July 22, 2015

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
CLIFTON, NJ
Past

January 27, 2006 - February 22, 2008

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
EAST HANOVER, NJ
Past

August 16, 1985 - February 22, 2008

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
EAST HANOVER, NJ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/21/2025)
RR
Florida
(1/14/2021)
RR
Georgia
(10/30/2023)
RR
Kentucky
(4/8/2024)
RR
Massachusetts
(7/16/2024)
RR
New Jersey
(8/13/2015)
IAR
New Jersey
(8/18/2015)
RR
New York
(8/13/2015)
RR
North Carolina
(9/30/2020)
RR
Pennsylvania
(6/22/2020)
RR
Rhode Island
(7/16/2024)
RR
South Carolina
(8/10/2021)
RR
Virginia
(9/17/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/13/2005
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information


Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management


Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Rutherford, NJ 07070-1232

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