Elizabeth B. Ragan
Professional summary
Elizabeth Blanchard Ragan, who also goes by Elizabeth Ann Blanchard, Eliazebth A Deubel, Elizabeth Ann Deubel, Elizabeth Ann Deubel-ragan, Beth Galt, Elizabeth Ann Galt, is a registered financial professional currently at HERNDON PLANT OAKLEY, LTD. located in Corpus Christi, Texas.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1984. Elizabeth has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Blanchard Ragan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 1998 - Present
HERNDON PLANT OAKLEY, LTD.
Office #1: 800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401August 13, 1997 - August 21, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 15, 1997 - July 16, 1997
INVESTMENT CENTERS OF AMERICA, INC.
April 30, 1990 - July 16, 1997
INVEST FINANCIAL CORPORATION
November 20, 1989 - December 11, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - April 27, 1990
OSAIC WEALTH, INC.
January 24, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 3, 1988 - January 17, 1989
KENNEDY, CABOT & CO.
April 23, 1986 - October 10, 1986
J.L. HENRY AND COMPANY, INC.
March 14, 1985 - February 25, 1986
BA INVESTMENT SERVICES, INC.
February 23, 1984 - February 8, 1985
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/1998)
(9/22/1998)
(9/23/1998)
(9/18/1998)
(9/18/1998)
(9/23/1998)
(7/19/1999)
(9/18/1998)
(9/23/1998)
(9/18/1998)
(9/21/1998)
(9/21/1998)
(7/18/2025)
(10/15/1998)
(9/25/1998)
(9/18/1998)
(9/23/1998)
(9/18/1998)
(9/18/1998)
(9/18/1998)
(9/21/1998)
(9/18/1998)
(9/18/1998)
(9/21/1998)
(9/21/1998)
(9/18/1998)
(9/18/1998)
(9/18/1998)
(3/22/2011)
(9/21/1998)
(9/23/1998)
(9/18/1998)
(9/18/1998)
(9/28/1998)
(9/21/1998)
(9/18/1998)
(8/24/2000)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HERNDON PLANT OAKLEY, LTD.
CRD#: 44971 / SEC#: 801-55675, 8-50912
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 268 |
| AUM (Assets Under Management) | $ 92,904,841 |
Red Flags
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