Elizabeth Blanchard Ragan
Professional Summary
Elizabeth Blanchard Ragan, who also goes by Elizabeth Ann Blanchard, Eliazebth A Deubel, Elizabeth Ann Deubel, Elizabeth Ann Deubel-ragan, Beth Galt, Elizabeth Ann Galt, is a registered financial advisor currently at HERNDON PLANT OAKLEY, LTD. located in Corpus Christi, Texas. Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1984. Elizabeth has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Elizabeth Ann Blanchard, Eliazebth A Deubel, Elizabeth Ann Deubel, Elizabeth Ann Deubel-Ragan, Beth Galt, Elizabeth Ann Galt
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AMERICAN INVESTMENT SERVICES | HERNDON PLANT OAKLEY, LTD. | HERNDON PLANT OAKLEY LTD
Contact Information
Main Address
800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401Mailing Address
800 North Shoreline Blvd. Suite 2200 South, Corpus Christi, TX 78401Phone Number
(361) 888-7611Established
Texas since 01/07/1998Firm Type
PartnershipFiscal Year End
DecemberFirm Size
Small# of Employees
3SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
FINRA licenses (45 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
286AUM (Assets Under Management)
$155,401,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
AMERICAN INVESTMENT SERVICES | HERNDON PLANT OAKLEY, LTD. | HERNDON PLANT OAKLEY LTD
State Registrations and Notice Filings
(10/5/1998)
(9/22/1998)
(9/23/1998)
(9/18/1998)
(9/18/1998)
(9/23/1998)
(7/19/1999)
(9/18/1998)
(9/23/1998)
(9/18/1998)
(9/21/1998)
(9/21/1998)
(7/18/2025)
(10/15/1998)
(9/25/1998)
(9/18/1998)
(9/23/1998)
(9/18/1998)
(9/18/1998)
(9/18/1998)
(9/21/1998)
(9/18/1998)
(9/18/1998)
(9/21/1998)
(9/21/1998)
(9/18/1998)
(9/18/1998)
(9/18/1998)
(3/22/2011)
(9/21/1998)
(9/23/1998)
(9/18/1998)
(9/18/1998)
(9/28/1998)
(9/21/1998)
(9/18/1998)
(8/24/2000)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Blanchard Ragan's CRS (Customer Relationship Summary).
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