Joseph N. Gabriel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Nathan Gabriel, who also goes by Joseph Nathan Gabrilowitz, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1983. Joseph had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2014 - July 12, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 5, 2014 - July 12, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 5, 2008 - May 5, 2014
RAYMOND JAMES & ASSOCIATES, INC.
May 2, 2008 - May 5, 2014
RAYMOND JAMES & ASSOCIATES, INC.
January 1, 2008 - May 7, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - May 7, 2008
WELLS FARGO CLEARING SERVICES, LLC
July 8, 1997 - January 1, 2008
A. G. EDWARDS & SONS, INC.
November 18, 1996 - January 3, 2008
A. G. EDWARDS & SONS, INC.
September 4, 1990 - November 18, 1996
WELLS FARGO CLEARING SERVICES, LLC
September 22, 1983 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
