Teresa L. Kelly
Professional summary
Teresa Lynne Kelly, who also goes by Terri Kelly, Teresa Lynne Macneill, Teresa L Martin, Teresa Lynne Martin, is a registered financial professional currently at NEWBRIDGE SECURITIES CORPORATION located in Monument, Colorado.
Teresa is registered as a RR (Registered Representative) and started their career in finance in 1983. Teresa has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Teresa Lynne Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2016 - Present
NEWBRIDGE SECURITIES CORPORATION
June 12, 2002 - June 20, 2016
VSR FINANCIAL SERVICES, INC.
January 17, 2001 - June 18, 2002
RUSHMORE SECURITIES CORPORATION
June 4, 1998 - February 26, 2001
NORTHSTAR SECURITIES, INC.
January 9, 1996 - November 16, 1998
DOMINION CAPITAL CORPORATION
July 16, 1990 - December 9, 1994
NEW ENGLAND SECURITIES
May 29, 1986 - August 29, 1988
INVEST FINANCIAL CORPORATION
August 2, 1984 - June 11, 1986
UBS FINANCIAL SERVICES INC.
September 21, 1983 - September 17, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2016)
(1/4/2018)
Exams
FINRA
Nasdaq Stock Market
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / CCO | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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