John F. Maguire
Professional summary
John Francis Maguire is a registered financial professional currently at ANOS CAPITAL, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1983. John has worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Francis Maguire's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2019 - Present
ANOS CAPITAL, LLC
Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174March 8, 2013 - May 11, 2016
COWEN AND COMPANY
September 2, 2008 - March 25, 2013
COWEN SECURITIES LLC
August 8, 2002 - June 17, 2008
J.P. MORGAN SECURITIES LLC
May 11, 1993 - August 9, 2002
MORGAN STANLEY & CO. LLC
October 26, 1990 - April 30, 1993
FIRST MANHATTAN SECURITIES LLC
May 7, 1986 - August 1, 1991
ALTMAN, BRENNER & WASSERMAN, INC.
October 19, 1983 - April 22, 1986
FAHNESTOCK INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/19/2021)
(8/20/2021)
Exams
Series 55
Date: 6/21/2006
Limited Representative-Equity Trader ExamFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
ANOS CAPITAL, LLC
CRD#: 284714 / SEC#: , 8-69809
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANOS HOLDINGS, LLC | OWNER | |
| DALLAL, JEFFREY HARON | PRESIDENT/CHIEF OPERATING OFFICER | 2316096 |
| DANIELE, EDWARD ROBERT | CHIEF COMPLIANCE OFFICER/AML OFFICER | 1224878 |
| EMMERICH, CLIFFORD GENNARO | SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING | 2412767 |
| IANNUCCI, MICHAEL CHRISTOPHER | IA TRANSITION MANAGEMENT | 4709972 |
| PAPATSOS, JOHN NICK | FINOP | 4416912 |
| RIVELLI, DOUGLAS DUVALL | CHIEF EXECUTIVE OFFICER | 2174199 |
Red Flags
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