Peter J. Walsh
Professional summary
Peter James Walsh is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1989. Peter has worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 62, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter James Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2024 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701June 25, 2002 - September 5, 2023
CANTONE RESEARCH INC.
June 6, 2001 - November 28, 2001
ALEXANDER, WESCOTT, & CO., INC.
July 15, 1992 - February 22, 2001
J.W. BARCLAY & CO., INC.
July 24, 1989 - June 17, 1992
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/25/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 2/25/1993
Corporate Securities Limited Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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