Carolyn J. Kasky

HASI SECURITIES LLC

Annapolis, MD 21401

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CRD#: 1189697

Professional summary

Carolyn Jo Kasky, who also goes by Kandy Kasky, is a registered financial professional currently at HASI SECURITIES LLC located in Annapolis, Maryland.

Carolyn is registered as a RR (Registered Representative) and started their career in finance in 1983. Carolyn has worked at 18 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 15, Series 14, Series 24, Series 28, Series 27 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kandy Kasky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carolyn Jo Kasky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2011 - Present

HASI SECURITIES LLC

Office #1: One Park Place Suite 200, Annapolis, MD 21401Office #2: One Park Place Suite 200, Annapolis, MD 21401

CRD#: 154669

Annapolis, MD

Past

June 27, 2018 - January 22, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

July 29, 2008 - December 20, 2010

CCF INVESTMENTS, INC.

CRD#: 136571

GREENSBORO, GA

Past

November 9, 2007 - August 19, 2008

HBW SECURITIES LLC

CRD#: 136959

SIMI VALLEY, CA

Past

October 15, 2007 - November 1, 2007

CASH APP INVESTING LLC

CRD#: 144076

PORTLAND, OR

Past

February 23, 2007 - October 12, 2007

PARACAP GROUP LLC

CRD#: 141776

MAYFIELD HEIGHTS, OH

Past

January 24, 2007 - October 12, 2007

BOOGIE INVESTMENT GROUP, INC.

CRD#: 142200

MELBOURNE, FL

Past

May 16, 2006 - September 26, 2006

1964 GLOBAL

CRD#: 139091

NEW YORK, NY

Past

February 22, 2006 - November 13, 2007

ENERGY HUNTER SECURITIES, INC.

CRD#: 131510

HOUSTON, TX

Past

February 3, 2006 - October 12, 2007

MIDPOINT FINANCIAL SERVICES, INC.

CRD#: 131784

SAN DIEGO, CA

Past

December 21, 2005 - October 26, 2007

CCF INVESTMENTS, INC.

CRD#: 136571

GREENSBORO, GA

Past

June 29, 2005 - November 12, 2007

MCMG CAPITAL ADVISORS, INC.

CRD#: 103871

RICHMOND, VA

Past

December 16, 1999 - June 13, 2000

SLOAN SECURITIES CORP.

CRD#: 17930

ENGLEWOOD CLIFFS, NJ

Past

June 1, 1999 - June 13, 2000

AK CAPITAL LLC

CRD#: 28345

NEW YORK, NY

Past

May 20, 1999 - June 13, 2000

BRUNSWICK EMERGING MARKETS USA, INC.

CRD#: 44866

NEW YORK, NY

Past

April 21, 1999 - June 13, 2000

WINDSOR IBC, INC.

CRD#: 19539

NEW YORK, NY

Past

April 24, 1987 - March 23, 1998

NF CLEARING, INC.

CRD#: 14285

PHILADELPHIA, PA

Past

April 2, 1985 - April 27, 1987

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

Past

September 27, 1983 - February 8, 1985

QUICK & REILLY, INC.

CRD#: 11217

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(3/15/2011)

Exams

State Security Law Exam

Series 63

Date: 11/11/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/2006

General Securities Representative Examination

General Industry/Product Exam

Series 15

Date: 1/27/1989

Foreign Currency Options Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 10/6/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 11/15/2004

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 27

Date: 1/18/1986

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/4/1985

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

HASI SECURITIES LLC

HANNON ARMSTRONG SECURITIES, LLC | HASI SECURITIES, LLC | HASI SECURITIES LLC

CRD#: 154669 / SEC#: , 8-68659

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

One Park Place Suite 200, Annapolis, MD 21401

Mailing Address

One Park Place Suite 200, Annapolis, MD 21401

Phone number

(410) 571-6167

Established

Maryland since 07/22/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HAT HOLDINGS I LLC	SOLE MEMBER
KASKY, CAROLYN JO	CCO, FINOP, CFO, PRINCIPAL FINANCIAL OFFICER	1189697
MCMAHON, DANIEL KEVIN	CHIEF EXECUTIVE OFFICER	3038849
MCMAHON, DANIEL KEVIN	COO, MANAGING PRINCIPAL, PRINCIPAL OPERATIONS OFFICER	3038849

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carolyn J. Kasky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Carolyn Jo Kasky's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

CCF INVESTMENTS, INC.

HBW SECURITIES LLC

CASH APP INVESTING LLC

PARACAP GROUP LLC

BOOGIE INVESTMENT GROUP, INC.

1964 GLOBAL

ENERGY HUNTER SECURITIES, INC.

MIDPOINT FINANCIAL SERVICES, INC.

CCF INVESTMENTS, INC.

MCMG CAPITAL ADVISORS, INC.

SLOAN SECURITIES CORP.

AK CAPITAL LLC

BRUNSWICK EMERGING MARKETS USA, INC.

WINDSOR IBC, INC.

NF CLEARING, INC.

FIRST UNION BROKERAGE SERVICES, INC.

QUICK & REILLY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/11/1983

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/11/2006

Series 15

Date: 1/27/1989

Series 14

Date: 1/2/2023

Series 24

Date: 10/6/2006

Series 28

Date: 11/15/2004

Series 27

Date: 1/18/1986

Series 4

Date: 3/4/1985

FINRA

Current Firm

HASI SECURITIES LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HASI SECURITIES LLC

TRUST BUT VERIFY

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