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Antonio Varela

STONEX FINANCIAL
BOCA RATON, FL
·CRD# 1189561·43 years experience

Professional Summary

Antonio Varela is a registered financial advisor currently at STONEX FINANCIAL INC. located in Boca Raton, Florida. Antonio is registered as a RR (Registered Representative) and started their career in finance in 1984. Antonio has worked at 9 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

STONEX FINANCIAL INC.·CRD# 45993
BD
2600 North Military Trail Suite 100, Boca Raton, FL 33431
November 13, 2013 - Present
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
Boca Raton, FL
July 7, 2016 - July 11, 2017
INTL CUSTODY & CLEARING SOLUTIONS INC.·CRD# 23952
BD
Boca Raton Fl 33431, FL
July 7, 2016 - July 5, 2018
FIRST AMERICAN CAPITAL AND TRADING CORPORATION·CRD# 118812
BD
Boca Raton, FL
July 31, 2002 - November 27, 2013
TRADESTATION SECURITIES, INC.·CRD# 39473
BD
Plantation, FL
November 21, 2000 - August 10, 2001
GOLDMAN SACHS EXECUTION & CLEARING, L.P.·CRD# 3466
BD
New York, NY
May 24, 1988 - January 15, 1999
TROSTER SINGER CORPORATION·CRD# 7441
BD
February 26, 1985 - May 24, 1988
FIRST BOCA SECURITIES, INC.·CRD# 3251
BD
August 30, 1984 - October 25, 1985
RLR SECURITIES GROUP, INC.·CRD# 7952
BD
March 30, 1984 - July 23, 1984

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Current Firm

SF
STONEX FINANCIAL INC.

INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.

CRD#: 45993 / SEC#: 8-51269
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Mailing Address

329 Park Avenue North Suite 350, Winter Park, FL 32789

Phone Number

(407) 741-5300

Established

Florida since 05/29/1998

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER—
ANGELICO, VINCENTPRESIDENT2464837
DAVISON, STUART ANDREWDIRECTOR; CHIEF OPERATING OFFICER7824576
DICIOLLO, ANTHONY JOSEPHDIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD4976402
DUNAWAY, WILLIAM JOHNDIRECTOR, CHIEF FINANCIAL OFFICER6505923
MAURER, MARK LDIRECTOR, CHIEF RISK OFFICER4234406
PORZIO, JOSEPH JOHNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1319702
RAPPAPORT, JACOBDIRECTOR4824681
SHEA, KEVINSECRETARY8263627
SMITH, PHILIP ANDREWDIRECTOR4999097
SZEKELY, GIGI KLARACHIEF COMPLIANCE OFFICER - BD DIVISION2530826
TURNER, RYANDIRECTOR8358514

Disclosures

Regulatory Event

76

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(11/13/2013)
RR
New York
(10/6/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1983About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 1998

Series 7 — General Securities Representative Examination

Passed Oct 1983About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed May 2017About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Aug 2005About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 1991About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Antonio Varela's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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