Antonio Varela
Professional summary
Antonio Varela is a registered financial professional currently at STONEX FINANCIAL INC. located in Boca Raton, Florida.
Antonio is registered as a RR (Registered Representative) and started their career in finance in 1984. Antonio has worked at 9 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Antonio Varela's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2013 - Present
STONEX FINANCIAL INC.
Office #1: 2600 North Military Trail Suite 100, Boca Raton, FL 33431July 7, 2016 - July 11, 2017
STERNE, AGEE & LEACH, INC.
July 7, 2016 - July 5, 2018
INTL CUSTODY & CLEARING SOLUTIONS INC.
July 31, 2002 - November 27, 2013
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
November 21, 2000 - August 10, 2001
TRADESTATION SECURITIES, INC.
May 24, 1988 - January 15, 1999
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
February 26, 1985 - May 24, 1988
TROSTER SINGER CORPORATION
August 30, 1984 - October 25, 1985
FIRST BOCA SECURITIES, INC.
March 30, 1984 - July 23, 1984
RLR SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2013)
(10/6/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/14/1998
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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Company Information
STONEX FINANCIAL INC.
CRD#: 45993Boca Raton, FL 33431TRUST BUT VERIFY
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