James M. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Michael Collins was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1983. James had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2018 - December 31, 2025
RNR SECURITIES, L.L.C.
October 11, 2007 - March 26, 2018
GENEOS WEALTH MANAGEMENT, INC.
July 18, 2006 - March 26, 2018
GENEOS WEALTH MANAGEMENT, INC.
August 8, 1990 - August 15, 2006
PRIME CAPITAL SERVICES, INC.
June 1, 1990 - August 14, 1990
USLIFE EQUITY SALES CORP.
December 28, 1983 - June 7, 1990
LEGEND CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RNR SECURITIES, L.L.C.
CRD#: 43689 / SEC#: , 8-50366
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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