Annette G. Siegel

KENSINGTON CAPITAL

Brooklyn, NY 11219

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CRD#: 1189455

Professional summary

Annette Gittleman Siegel is a registered financial professional currently at KENSINGTON CAPITAL CORP. located in Brooklyn, New York.

Annette is registered as a RR (Registered Representative) and started their career in finance in 1983. Annette has worked at 5 firms and has passed the Series 63, SIE, Series 15 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Annette Gittleman Siegel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2018 - Present

KENSINGTON CAPITAL CORP.

Office #1: 4910 13th Avenue, Brooklyn, NY 11219

CRD#: 1742

Brooklyn, NY

Past

January 2, 2002 - March 19, 2018

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

October 11, 1991 - January 2, 2002

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

May 29, 1990 - October 23, 1991

JJC SECURITIES CO., INC.

CRD#: 3144

Past

December 22, 1983 - May 29, 1990

JSC SECURITIES, INC.

CRD#: 475

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/12/2018)

Florida
(5/3/2018)

New Jersey
(3/19/2018)

New York
(3/7/2018)

Exams

State Security Law Exam

Series 63

Date: 6/25/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 6/12/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KENSINGTON CAPITAL CORP.

CAPITAL RESOURCE PLANNING | THEMUNIBROKER.COM | THEEQUITYBROKER.COM | THEDEDICATEDBROKER.COM | KENSINGTON CAPITAL CORP.

CRD#: 1742 / SEC#: , 8-28301

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

4910 13th Ave., Brooklyn, NY 11219-3100

Mailing Address

4910 13th Ave., Brooklyn, NY 11219-3100

Phone number

(718) 436-2111

Established

New York since 06/12/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SILVER, MOSES M	CFO	2276798
SILVER, MOSES M	CHIEF AML OFFICER	2276798
SILVER, MOSES M	CHIEF EXECUTIVE OFFICER	2276798
SIMON, STUART	OPERATIONS MANAGER, CHIEF COMPLIANCE OFFICER	2802977
SIMON, STUART	OPTIOS PRINCIPAL	2802977
SILVER, ABRAM JOSEPH	OWNER	1137930
CIANTRO, PHILIP GERARD	FINOP	2350685
LEDERMAN, ELISHEVA MICHELLE	OPTIONS PRINCIPAL, EXECUTIVE REPRESENTATIVE	2596584

Disclosures

Regulatory Event	9
Arbitration	1

Red Flags

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Annette G. Siegel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Annette Gittleman Siegel's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

JOSEPHTHAL & CO., INC.

JJC SECURITIES CO., INC.

JSC SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/1986

SIE

Date: 10/1/2018

Series 15

Date: 6/12/1984

Series 7

Date: 12/17/1983

FINRA

Current Firm

KENSINGTON CAPITAL CORP.

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KENSINGTON CAPITAL CORP.

TRUST BUT VERIFY

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