Robert J. Westbrook
CETERA INVESTMENT ADVISERS LLC
SCOTTSDALE, AZ 85251
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CRD#: 1189454
Professional summary
Robert John Westbrook, AIF®, CFP®, who also goes by Bob Westbrook, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Scottsdale, Arizona and CETERA WEALTH SERVICES, LLC located in Scottsdale, Arizona.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Divorce Planning
Retirement Income Management
Retirement Planning
Employee and Employer Plan Ben...
Investment Planning
Elder Care
Tax Planning
Business Succession Planning
Estate Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Bob Westbrook
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OF OTHER BUSINESS: WESTBROOK FINANCIAL SERVICES INC. INVESTMENT RELATED: ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/1983 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 INDEPENDENT INSURANCE AGENT AND FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MULTIPLE LINES OF INSURANCE START DATE: 04/1983 APX NUMBER OF HOURS PER WEEK: 16 APX NUMBER OF HOURS DURING TRADING HOURS: 16 POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, PROPERTY & CASUALTY, GROUP ANNUITIES 3. NAME OF OTHER BUSINESS: PAPPAS KIDS SCHOOLHOUSE FOUNDATION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BOARD MEMBER, VOLUNTEER START DATE: 09/2013 APX NUMBER OF HOURS PER WEEK: <1 HOUR APX NUMBER OF HOURS DURING TRADING HOURS: < 1 HOUR BRIEF DESCRIPTION OF DUTIES:501C3 FOUNDATION TO AWARD SCHOLARSHIPS TO UNDER PRIVILEGED KIDS FOR PRIVATE HIGH SCHOOLS UNDER A TAX GRANT PROGRAM.. 4. NAME OF OTHER BUSINESS: STETSON DRIVE, LLC-COMMERCIAL BUILDING INVESTMENT RELATED: NO ADDRESS: SANE AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL PROPERTY MANAGEMENT START DATE: 11/1998 APX NUMBER OF HOURS PER WEEK: 1 HOUR APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOUR OWNER, PROPERTY MANAGEMENT 5. NAME OF OTHER BUSINESS: WESTBROOK HOLDINGS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY START DATE: 9/2003 OWNER - HOLDING COMPANY FOR OFFICE BUILDING ON STETSON DR. APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES 6. WORLDPAY NOT INVESTMENT RELATED SAME AS REGISTERED ADDRESS MERCHANT CREDIT CARD PROCESSING SERVICES STARTED: 03/2015 APX .25 HOURS PER WEEK, NONE DURING TRADING HOURS. PROVIDE REFERRALS TO EMPLOYEES OF WORLDPAY. 7. NAME OF OTHER BUSINESS: DBA AFFILIATED WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: 137 WOODBURY ROAD, WOODBURY, NY 11797; NATURE OF BUSINESS: MARKETING; START DATE: 12/2016; POSITION/TITLE/RELATIONSHIP: PARTICIPANT MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: N/A; BRIEF DESCRIPTION OF DUTIES: DBA FOR MARKETING; 8. NAME OF OTHER BUSINESS: HILTON CASITA HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOA BOARD; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: VOTING ON ISSUES RELATED TO ARCHITECTURE CONTROL REQUESTS, BUDGETS, ASSESSMENTS, REPAIRS AND MORE EXPENDITURES;
CRS (Client Relationship Summary) - RIA
Click below to view Robert John Westbrook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7425 E Stetson Dr, Scottsdale, AZ 85251RIA
CRD#: 105644
SCOTTSDALE, AZ
Current
May 2, 2014 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 7425 E Stetson Dr, Scottsdale, AZ 85251BD
CRD#: 13572
Scottsdale, AZ
Past
July 25, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
SCOTTSDALE, AZ
Past
January 17, 1991 - May 7, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
SCOTTSDALE, AZ
Past
April 28, 1986 - December 31, 1990
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
December 20, 1983 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 2682
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/2/2014)
IAR
Arizona(6/29/2023)
RR
California(5/2/2014)
RR
Colorado(5/2/2014)
RR
Florida(3/8/2024)
RR
Illinois(5/2/2014)
RR
Indiana(10/16/2023)
RR
Kansas(1/22/2024)
RR
Maryland(5/2/2014)
RR
Michigan(5/2/2014)
RR
Minnesota(1/23/2024)
RR
Missouri(11/25/2024)
RR
New Jersey(10/5/2023)
RR
New York(5/2/2014)
RR
Oklahoma(6/12/2020)
RR
Oregon(8/1/2019)
RR
Pennsylvania(1/3/2022)
RR
Rhode Island(1/6/2025)
RR
South Dakota(6/7/2021)
RR
Texas(1/8/2016)
IAR
Texas(6/29/2023)
RR
Washington(5/21/2021)
RR
Wisconsin(9/4/2024)
RR
Wyoming(1/11/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Scottsdale, AZ 85251TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
