Robert C. Gunst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Curtis Gunst SR, who also goes by Bob Gunst, Robert Curtis Gunst, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 13 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2013 - September 4, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 16, 2011 - February 28, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 16, 2011 - February 28, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 23, 2006 - April 29, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
October 23, 2006 - April 29, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
August 31, 2001 - October 10, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
June 28, 2001 - October 10, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 28, 1998 - July 5, 2000
CETERA WEALTH SERVICES, LLC
June 14, 1995 - December 31, 1997
AVANTAX INVESTMENT SERVICES, INC.
June 28, 1994 - June 2, 1995
VOYA FINANCIAL ADVISORS, INC.
March 24, 1992 - November 20, 1992
IFG NETWORK SECURITIES, INC.
July 25, 1990 - April 16, 1992
DERAND/PENNINGTON/BASS, INC.
March 23, 1990 - July 31, 1990
OPPENHEIMER & CO. INC.
February 12, 1990 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
March 29, 1989 - December 31, 1989
B.C. CHRISTOPHER SECURITIES CO.
September 10, 1985 - November 28, 1988
FINANCIAL PLANNERS BROKERAGE, INC.
September 22, 1983 - February 23, 1984
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
