Teresa A. Hirshey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Ann Green Hirshey, who also goes by Theresa Ann Green, Teri Hirshey, was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 1983. Teresa had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2006 - April 5, 2022
THORNBURG INVESTMENT MANAGEMENT INC
December 14, 2004 - April 5, 2022
THORNBURG SECURITIES LLC
September 4, 1990 - January 2, 1991
WELLS FARGO CLEARING SERVICES, LLC
October 9, 1985 - September 4, 1990
BOETTCHER & COMPANY, INC.
September 23, 1983 - March 22, 1985
QUINN & CO., INC.
Primary Firm SEC Registration
THORNBURG INVESTMENT MANAGEMENT INC
CRD#: 106357 / SEC#: 801-17853
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THORNBURG INVESTMENT MANAGEMENT INC
CRD#: 106357 / SEC#: 801-17853
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 705 |
| AUM (Assets Under Management) | $ 45,288,445,586 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
