Cornelius Fitzpatrick Banta Sr
Professional Summary
Cornelius Fitzpatrick Banta SR, who also goes by Cornelius Fitzpatrick Banta Sr, Neil Banta Sr, Neil Banta, Cornelius Fitzpatrick Banta, is a registered financial advisor currently at OAKPOINT SOLUTIONS, LLC located in Tampa, Florida. Cornelius is registered as a RR (Registered Representative) and started their career in finance in 1983. Cornelius has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 5, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cornelius Fitzpatrick Banta Sr, Neil Banta Sr, Neil Banta, Cornelius Fitzpatrick Banta
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
OAKPOINT SOLUTIONS, LLC
Contact Information
Main Address
100 South Ashley Drive Suite 1130, Tampa, FL 33602Mailing Address
100 South Ashley Drive Suite 1130, Tampa, FL 33602Phone Number
(212) 588-6440Established
Florida since 01/13/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/12/2026)
(8/12/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 5 — Interest Rate Options Examination
Passed Sep 1986SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Cornelius Fitzpatrick Banta SR's CRS (Customer Relationship Summary).
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