Cornelius F. Banta

OAKPOINT SOLUTIONS

TAMPA, FL 33602

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CRD#: 1189142

Professional summary

Cornelius Fitzpatrick Banta SR, who also goes by Cornelius Fitzpatrick Banta Sr, Neil Banta Sr, Neil Banta, Cornelius Fitzpatrick Banta, is a registered financial professional currently at OAKPOINT SOLUTIONS, LLC located in Tampa, Florida.

Cornelius is registered as a RR (Registered Representative) and started their career in finance in 1983. Cornelius has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 5, Series 3, Series 7 and Series 24 exams.

Aliases

Cornelius Fitzpatrick Banta Sr | Neil Banta Sr | Neil Banta | Cornelius Fitzpatrick Banta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cornelius Fitzpatrick Banta SR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2026 - Present

OAKPOINT SOLUTIONS, LLC

Office #1: 100 South Ashley Drive Suite 1130, Tampa, FL 33602

CRD#: 171775

TAMPA, FL

Past

October 9, 2025 - April 23, 2026

FIRST AVENUE

CRD#: 145860

NEW YORK, NY

Past

November 28, 2022 - May 29, 2024

TRIAGO

CRD#: 143529

NEW YORK, NY

Past

March 20, 2015 - October 11, 2022

ALBRIGHT SECURITIES LLC

CRD#: 136630

ARLINGTON, VA

Past

May 12, 2014 - March 2, 2015

NORTH SEA SECURITIES L.P.

CRD#: 35530

NEW YORK, NY

Past

October 8, 2013 - May 1, 2014

VCA SECURITIES, LP

CRD#: 130748

NEW YORK CITY, NY

Past

June 18, 2008 - January 2, 2013

GREENHILL & CO., LLC

CRD#: 40290

NEW YORK, NY

Past

July 9, 2007 - June 25, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

August 20, 1999 - July 11, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 21, 1993 - September 24, 1998

MORGAN STANLEY MARKET PRODUCTS INC.

CRD#: 19794

NEW YORK, NY

Past

March 10, 1993 - September 24, 1998

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 21, 1983 - February 12, 1993

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/12/2026)

Texas
(8/12/2026)

Exams

State Security Law Exam

Series 63

Date: 2/1/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 9/22/1986

Interest Rate Options Examination

General Industry/Product Exam

Series 3

Date: 2/19/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/16/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OAKPOINT SOLUTIONS, LLC

CRD#: 171775 / SEC#: , 8-69477

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

100 South Ashley Drive Suite 1130, Tampa, FL 33602

Mailing Address

100 South Ashley Drive Suite 1130, Tampa, FL 33602

Phone number

(212) 588-6440

Established

Florida since 01/13/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CKT LLC	MANAGING MEMBER
COUGHLIN, GERARD JAMES	CEO	1792909
DRUTAU, MAYA ARTEMOVNA	PRINCIPAL FINANCIAL OFFICER	4580500
DRUTAU, MAYA ARTEMOVNA	FINOP	4580500
MILLER, DANIEL WILLIAM	CHIEF COMPLIANCE OFFICER	5790837

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cornelius F. Banta

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cornelius Fitzpatrick Banta SR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST AVENUE

TRIAGO

ALBRIGHT SECURITIES LLC

NORTH SEA SECURITIES L.P.

VCA SECURITIES, LP

GREENHILL & CO., LLC

LEHMAN BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY MARKET PRODUCTS INC.

MORGAN STANLEY & CO. LLC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/1/1985

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 5

Date: 9/22/1986

Series 3

Date: 2/19/1985

Series 7

Date: 9/17/1983

Series 24

Date: 6/16/2005

FINRA

Current Firm

OAKPOINT SOLUTIONS, LLC

Contact information

FINRA licenses (47 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OAKPOINT SOLUTIONS, LLC

TRUST BUT VERIFY

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