Steven T. Nakao

ALOHA WEALTHCARE MANAGEMENT

WAHIAWA, HI

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CRD#: 1188762

Professional summary

Steven Teruo Nakao, AIF® is a registered financial advisor currently at ALOHA WEALTHCARE MANAGEMENT, LLC located in Wahiawa, Hawaii.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Steven has worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: NET HAWAII, INC. BUSINESS TYPE: NON-INVESTMENT RELATED ADDRESS: 1331-A LOKO DRIVE WAHIAWA, HI 96786 NATURE OF BUSINESS: THIRD PARTY PENSION ADMINISTRATOR TITLE/POSITION: PENSION ADMINISTRATOR START DATE: 05/1996 APPROXIMATE HOURS SPENT A MONTH: 10 HOURS MONTHLY (120 HOURS ANNUALLY) APPROXIMATE HOURS SPENT DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF BUSINESS: ACCOUNTING SERVICE INCLUDE BUT NOT LIMITED TO: 1) QUARTERLY PARTICIPANT AND PLAN SPONSOR INVESTMENT STATEMENTS ON THEIR 401(K) PLAN INVESTMENTS. 2) SEMI-ANNUAL ADP/ACP DISCREMINATION TEST ON PLAN AS REQUIRED BY DOL. 3) COMPLETE ANNUAL IRS 5500 FORM/REPORT AS REQUIRED BY DOL TO PLAN SPONSOR. 4) RECONCILATION YEAR-END STATEMENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Teruo Nakao's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

December 7, 2005 - Present

ALOHA WEALTHCARE MANAGEMENT, LLC

RIA

CRD#: 137769

WAHIAWA, HI

Past

April 1, 2004 - July 7, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

January 6, 2004 - March 11, 2004

CANTELLA & CO., INC.

RIA

CRD#: 13905

HONOLULU, HI

Past

January 6, 2004 - March 11, 2004

CANTELLA & CO., INC.

CRD#: 13905

MALDEN, MA

Past

March 30, 2000 - January 5, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

HONOLULU, HI

Past

January 13, 2000 - January 5, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

May 18, 1999 - January 13, 2000

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(12/7/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/21/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/21/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 5/14/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALOHA WEALTHCARE MANAGEMENT, LLC

CRD#: 137769 / SEC#:

Hawaii

Registered Investment Advisory firm - (12/2/2005 Approved)

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Contact information

Main Address

Wahiawa, HI

Mailing Address

Phone number

(808) 351-1196

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 13,132,423

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven T. Nakao

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Teruo Nakao's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALOHA WEALTHCARE MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CANTELLA & CO., INC.

CANTELLA & CO., INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/21/1999

Series 65

Date: 7/21/1997

Series 6

Date: 5/14/1999

Current Firm

ALOHA WEALTHCARE MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALOHA WEALTHCARE MANAGEMENT, LLC

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