Rex W. Oliver
Professional summary
Rex William Oliver is a registered financial advisor currently at FARMERS FINANCIAL SOLUTIONS, LLC located in St George, Utah.
Rex is registered as a RR (Registered Representative) and started their career in finance in 1983. Rex has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rex William Oliver's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2019 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 225 N Bluff St Ste 1, St George, UT 84770August 7, 2012 - December 31, 2018
ALLSTATE FINANCIAL SERVICES, LLC
January 7, 2011 - June 10, 2011
SECURITIES MANAGEMENT & RESEARCH, INC.
October 28, 2008 - September 2, 2009
RICE BROWN FINANCIAL SERVICES
October 20, 2006 - August 20, 2009
NEXT FINANCIAL GROUP, INC.
December 16, 2005 - October 27, 2008
RICE BROWN FINANCIAL SERVICES
February 27, 2004 - October 30, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 19, 2001 - June 6, 2002
PRUCO SECURITIES, LLC.
May 3, 1999 - October 18, 2001
PARK AVENUE SECURITIES LLC
June 8, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
November 3, 1997 - April 6, 1998
ROBERT W. BAIRD & CO. INCORPORATED
October 31, 1997 - April 6, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 3, 1995 - August 5, 1997
NEW ENGLAND SECURITIES
October 26, 1993 - December 31, 1994
VOYA FINANCIAL ADVISORS, INC.
January 15, 1991 - October 25, 1991
ROBERT W. BAIRD & CO. INCORPORATED
January 11, 1991 - October 25, 1991
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 9, 1988 - October 19, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
October 6, 1983 - May 4, 1988
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2021)
(1/28/2019)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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