Charles E. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Kelly JR, who also goes by (jr) Charles Edward Kelly, Chuck Kelly Jr., Chuck Kelly, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2018 - December 31, 2020
BEACONSFIELD FINANCIAL SERVICES, INC.
March 11, 2015 - January 9, 2016
OSAIC SERVICES, INC.
May 1, 2014 - January 9, 2016
OSAIC SERVICES, INC.
January 29, 2008 - December 31, 2009
BEACONSFIELD FINANCIAL SERVICES, INC.
April 29, 2005 - December 31, 2007
ESSEX SECURITIES LLC
November 28, 2000 - April 29, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
December 13, 1983 - November 8, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BEACONSFIELD FINANCIAL SERVICES, INC.
CRD#: 14634 / SEC#: , 8-30993
Contact information
FINRA licenses (26 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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