RJ
Robert E. Johnson
CETERA INVESTMENT ADVISERS LLC
NASHVILLE, TN
Some features on this profile are disabled
CRD#: 1187601
RJ
Professional summary
Robert Evans Johnson, who also goes by Bobby Johnson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Nashville, Tennessee and CETERA WEALTH SERVICES, LLC located in Nashville, Tennessee.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bobby Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CO-TRUSTEE OF 2 GST'S; SINCE 12/01/1998; 1105 16TH AVENUE SOUTH, STE C, NASHVILLE, TN, 37212; TRUSTEE; INVEST MONEY FOR THE TRUSTS, SOME MANAGED,. 2 HOURS SPENT ON ACTIVITY PER MONTH, 2 HOURS SPENT ON ACTIVITY DURING TRADING HOURS; (2) CEDARSTONE BANK; SINCE 04/19/2004; 900 W MAIN STREET, LEBANON, TN, 37087, PRIVATE INVESTOR, NONE, 0 HOURS SPENT ON ACTIVITY PER MONTH (3) FIRST FREEDOM BANK; SINCE 05/02/2005; P.O. BOX 100, LEBANON, TN, 37088; PRIVATE INVESTOR; 0 HOURS SPENT ON ACTIVITY PER MONTH (4) MICROQUANT; SINCE 01/01/2013; 3737 GLENWOOD AVE, STE 100, RALEIGH, NC, 27612; INVESTOR; A FRIEND OF MINE WHO USED TO BE A CLIENT, TOLD ME ABOUT THIS INVESTMENT. I RECEIVED A PRIVATE PLACEMENT MEMORANDUM ON MICROQUANT,AND DECIDIED TO INVEST. I AM NOT SOLICITING CLIENTS TO INVEST,AND HAVE NO DUTIES WITH THE COMPANY.I SPOKE TO [3RD PARTY] AND SIGNED AN INDEMNIFICATION LETTER 12/22/2012 THAT SUMMIT HAS; 0 HOURS SPENT ON ACTIVITY PER MONTH (5) NAME OF OTHER BUSINESS: REJ INVESTMENTS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2010, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (6)NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 200 BROOKFIELD AVE, NASHVILLE, TN 37205 ; NATURE OF BUSINESS: TRUST START DATE: 12/1998 POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: CO-TRUSTEE OF FAMILY MEMBERS TRUST
CRS (Client Relationship Summary) - RIA
Click below to view Robert Evans Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NASHVILLE, TN
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NASHVILLE, TN
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 4, 2011 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
NASHVILLE, TN
Past
January 3, 2011 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
NASHVILLE, TN
Past
January 2, 2009 - January 4, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
NASHVILLE, TN
Past
March 25, 2004 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
NASHVILLE, TN
Past
January 4, 1999 - January 4, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
NASHVILLE, TN
Past
August 1, 1989 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
January 23, 1986 - May 15, 1990
PDS SECURITIES INTERNATIONAL, INC.
BD
CRD#: 14822
Past
September 1, 1983 - July 17, 1985
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/20/2019)
RR
Florida(9/21/2019)
RR
Illinois(9/20/2019)
RR
Ohio(9/20/2019)
RR
Tennessee(9/20/2019)
IAR
Tennessee(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
