EB
Edward P. Bullock
CETERA INVESTMENT ADVISERS LLC
EASTON, PA 18045
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CRD#: 1187473
EB
Professional summary
Edward Paul Bullock is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Easton, Pennsylvania and CETERA FINANCIAL SPECIALISTS LLC located in Easton, Pennsylvania.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Edward has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: PHILLIPSBURG NJ PUBLIC LIBRARY INVESTMENT RELATED: NO ADDRESS: 200 BROUBALOW WAY PHILLIPSBURG NJ 08865 NATURE OF BUSINESS: MUNICIPAL LIBRARY START DATE: 3/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: PRESIDENT OF BOARD OF TRUSTEES BRIEF DESCRIPTION OF DUTIES: REVIEW BUDGETS, HIRE MAINTENANCE, UNION CONTRACTS, 2ND SIGNER ON CHECKS 2) NOTARY PUBLIC; NOT INV REL; SAME AS REGISTERED ADDRESS; WITNESS SIGNATURES AS A SERVICE TO CLIENTS OR TO POTENTIAL NEW CLIENTS; NOTARY PUBLIC SINCE 1980; WITNESS AND SEAL SIGNATURES; LESS THAN 4 HOURS PER YEAR AFTER TRADING HOURS 3) NAME OF OTHER BUSINESS: IRCO FEDERAL CREDIT UNION INVESTMENT RELATED: NO ADDRESS: 450 HILLCREST BLVD PHILLIPSBURG NJ 08865 NATURE OF BUSINESS: CREDIT UNION FOR LOCAL COMMUNITY START DATE: 3/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: VICE CHAIRMAN BRIEF DESCRIPTION OF DUTIES: RUN BOARD MEETINGS, PROVIDE ADVICE REGARDING OPERATIONS 4) SELL GROUP & INDIVIDUAL HEALTH (HEALTH INSURANCE SALES THROUGH MARTIN INSURANCE GROUP, FIRST JERSEY AGENCY, CARUSO BENEFITS AND EMERSON REID), VISION, DENTAL, GROUP DISABILITY INSURANCE, SINCE 01/2008, SAME AS REGISTERED LOCATION; 2H/WK, INSURANCE AGENT: 5) BULLOCK FINANCIAL SERVICES, LLC, DBA NAME FOR INVESTMENT PRACTICE - INV RELATED; 6) NAME OF OTHER BUSINESS: FEBBO WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Edward Paul Bullock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2005 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4030 William Penn Highway, Easton, PA 18045RIA
CRD#: 105644
EASTON, PA
Current
October 24, 2005 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 4030 William Penn Highway, Easton, PA 18045BD
CRD#: 10358
Easton, PA
Past
June 6, 2002 - October 24, 2005
C.J.M. ASSET MANAGEMENT, LLC
RIA
CRD#: 111302
POMPTON LAKES, NJ
Past
September 18, 1990 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Past
March 9, 1989 - September 24, 1990
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
December 19, 1983 - January 10, 1989
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(1/2/2019)
RR
Florida(8/28/2015)
RR
Maryland(10/4/2024)
RR
New Jersey(10/24/2005)
IAR
New Jersey(10/24/2005)
RR
New York(10/24/2005)
RR
North Carolina(2/1/2018)
RR
Ohio(1/2/2025)
RR
Pennsylvania(10/24/2005)
IAR
Pennsylvania(6/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Easton, PA 18045TRUST BUT VERIFY
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Contact information
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