Chiles B. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chiles Bentley Mason, who also goes by C Ben Mason, was a registered financial professional .
Chiles is a previously registered financial professional and started their career in finance in 2001. Chiles had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2018 - June 24, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 10, 2018 - June 24, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 6, 2016 - December 26, 2017
TRUIST ADVISORY SERVICES, INC.
November 29, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
November 16, 2016 - December 26, 2017
TRUIST INVESTMENT SERVICES, INC.
May 16, 2001 - August 7, 2007
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/28/2024
General Securities Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
