Gregory J. Ochalek

CBIZ FINANCIAL SOLUTIONS

Maitland, FL 32757

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CRD#: 1186731

Professional summary

Gregory Joseph Ochalek, CFP® is a registered financial professional currently at CBIZ FINANCIAL SOLUTIONS, INC. located in Maitland, Florida.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1983. Gregory has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Joseph Ochalek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 1, 2016 - Present

CBIZ FINANCIAL SOLUTIONS, INC.

Office #1: 2290 Lucien Way Suite 205, Maitland, FL 32757

RIA

CRD#: 16678

Maitland, FL

Past

May 30, 2012 - April 7, 2016

SIGNATOR INVESTORS, INC.

CRD#: 468

HUDSON, OH

Past

January 8, 2010 - June 12, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CLEVELAND, OH

Past

January 6, 2010 - June 12, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

CLEVELAND, OH

Past

February 21, 2008 - December 31, 2008

AON SECURITIES LLC

CRD#: 4138

NEW YORK, NY

Past

January 23, 2004 - January 24, 2008

RETIREMENT CAPITAL GROUP SECURITIES, INC.

CRD#: 126716

SAN DIEGO, CA

Past

May 22, 2001 - November 10, 2003

CLARK SECURITIES, INC.

CRD#: 43803

GREENSBORO, NC

Past

August 28, 1996 - May 22, 2001

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449

JACKSONVILLE, FL

Past

March 1, 1996 - September 3, 1996

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

April 26, 1993 - March 1, 1996

G. R. PHELPS & CO., INC.

CRD#: 173

Past

May 10, 1991 - March 11, 1993

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

April 26, 1989 - December 21, 1989

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

April 26, 1989 - December 21, 1989

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

March 17, 1988 - April 17, 1989

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

March 17, 1988 - April 17, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

January 20, 1986 - March 26, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

May 29, 1985 - January 2, 1986

WINTHROP SECURITIES CO., INC.

CRD#: 6925

Past

September 23, 1983 - May 31, 1985

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CBIZ FINANCIAL SOLUTIONS, INC.

BGS&G INVESTMENT SERVICES, INC. | CBIZ RETIREMENT PLAN SERVICES | CBIZ RETIREMENT PLAN ADVISORY SERVICES | CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678 / SEC#: 801-56332, 8-34205

RIA

Registered Investment Advisory firm - SEC (3/18/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/12/2016)

Georgia
(6/30/2021)

Minnesota
(2/1/2017)

Missouri
(5/11/2021)

North Carolina
(4/1/2016)

North Dakota
(3/30/2022)

Ohio
(4/1/2016)

South Carolina
(4/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CBIZ FINANCIAL SOLUTIONS, INC.

BGS&G INVESTMENT SERVICES, INC. | CBIZ RETIREMENT PLAN SERVICES | CBIZ RETIREMENT PLAN ADVISORY SERVICES | CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678 / SEC#: 801-56332, 8-34205

RIA

Registered Investment Advisory firm - SEC (3/18/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131

Mailing Address

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131

Phone number

(216) 447-9000

Established

Maryland since 05/14/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (26 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CBIZ RETIREMENT PLAN ADVISORY SERIVCES (3/27/2025)

Direct owners and executive officers

Name	Position	CRD#
CBIZ OPERATIONS INC.	PARENT COMPANY
BRIDGES, EDWARD HOWARD	PRINCIPAL FINANCIAL AND OPERATIONS OFFICER	5087317
BROWN, CHRISTOPHER MARK	CHIEF COMPLIANCE OFFICER AND EXECUTIVE REPRESENTATIVE	6028654
MELLARD, NANCY MARIE	DIRECTOR	4335209

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 23,881,016

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory J. Ochalek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Joseph Ochalek's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNATOR INVESTORS, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

AON SECURITIES LLC

RETIREMENT CAPITAL GROUP SECURITIES, INC.

CLARK SECURITIES, INC.

WESTPORT FINANCIAL SERVICES, L.L.C.

MML INVESTORS SERVICES, LLC

G. R. PHELPS & CO., INC.

EQUITY SERVICES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

LEHMAN BROTHERS INC.

WINTHROP SECURITIES CO., INC.

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

CBIZ FINANCIAL SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2010

Series 63

Date: 10/6/1983

SIE

Date: 10/1/2018

Series 7

Date: 9/17/1983

FINRA

Current Firm

CBIZ FINANCIAL SOLUTIONS, INC.

Contact information

SEC notice filing (26 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CBIZ FINANCIAL SOLUTIONS, INC.

TRUST BUT VERIFY

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