Michele L. Bernstein
Professional summary
Michele Levrant Bernstein, who also goes by Michele Bernstein, Michele Hope Levrant, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Michele is registered as a RR (Registered Representative) and started their career in finance in 1995. Michele has worked at 9 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michele Levrant Bernstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017September 16, 2011 - December 10, 2024
COWEN AND COMPANY
November 17, 2009 - September 1, 2011
KEEFE, BRUYETTE & WOODS, INC.
May 1, 2001 - May 4, 2001
J.P. MORGAN SECURITIES INC.
April 19, 2001 - October 7, 2009
BANC OF AMERICA SECURITIES LLC
February 5, 2001 - May 1, 2001
JPMSI
February 1, 2000 - February 5, 2001
J.P. MORGAN SECURITIES INC.
October 13, 1998 - February 1, 2000
HAMBRECHT & QUIST LLC
October 7, 1997 - October 7, 1998
BANC OF AMERICA SECURITIES LLC
September 19, 1997 - October 1, 1997
MONTGOMERY SECURITIES
October 27, 1995 - January 5, 1996
S.G. WARBURG & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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