Timothy W. Jay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Woodruff Jay, who also goes by Woody Jay, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1989. Timothy had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2009 - July 7, 2015
CRT CAPITAL GROUP LLC
June 19, 1991 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
June 19, 1991 - March 30, 2005
LEHMAN BROTHERS INC.
August 9, 1989 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
