AH
Amy J. Hayes
TRUIST ADVISORY SERVICES
HICKORY, NC 28601
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CRD#: 1186006
AH
Professional summary
Amy Jane Hayes, who also goes by Amy Jane Krohn, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Hickory, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Salisbury, North Carolina.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Amy has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy Jane Krohn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FELLIOWSHIP OF CHRISTIAN ATHLETES POSITION: Board Member NATURE: I have been asked to become a board member (non-signing, non-officer) for the Western North Carolina Fellowship of Christian Athletes. They meet every other month prior to normal business hours. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: Hickory NC, United States DESCRIPTION: Attendance every other month at a meeting prior to working hours. DAVID & AMY HAYES POSITION: Owner NATURE: Second home in Surfside Beach, SC to be utilized as a short-term vacation rental, but we will have an on-site service handling our unit for this purpose during June-July-August. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: Hickory NC, United States DESCRIPTION: We are using an on-site vacation rental service to handle this for us, no ongoing responsibilities relative to this other than communicating with them. This property is jointly owned with my husband.
CRS (Client Relationship Summary) - RIA
Click below to view Amy Jane Hayes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 106 2nd St Nw Fl 2, Hickory, NC 28601RIA
CRD#: 283390
HICKORY, NC
Current
July 10, 2014 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 105 Avalon Dr, Salisbury, NC 28146Office #2: 9920 Poplar Tent Rd, Concord, NC 28027Office #3: 508 Jake Alexander Blvd W, Salisbury, NC 28147Office #4: 106 2nd St Nw, Hickory, NC 28601Office #5: 970 S Cannon Blvd, Kannapolis, NC 28083BD
CRD#: 17499
Salisbury, NC
Past
July 10, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
HUNTERSVILLE, NC
Past
December 31, 2001 - July 11, 2014
FIRST CITIZENS INVESTOR SERVICES, INC.
RIA
CRD#: 44430
HICKORY, NC
Past
October 16, 2000 - July 11, 2014
FIRST CITIZENS INVESTOR SERVICES, INC.
BD
CRD#: 44430
HICKORY, NC
Past
October 1, 2000 - October 12, 2000
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
April 15, 1994 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
October 16, 1987 - July 27, 1993
THE ROBINSON-HUMPHREY COMPANY, LLC
BD
CRD#: 723
ATLANTA, GA
Past
December 17, 1985 - November 9, 1987
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/23/2021)
RR
California(7/28/2021)
RR
District of Columbia(9/9/2014)
RR
Florida(1/23/2019)
RR
Georgia(2/1/2018)
RR
Kentucky(2/13/2023)
RR
Massachusetts(11/6/2019)
RR
Minnesota(7/18/2017)
RR
Nebraska(6/18/2018)
RR
North Carolina(7/14/2014)
IAR
North Carolina(8/18/2016)
RR
Ohio(9/22/2021)
RR
Pennsylvania(2/8/2022)
RR
South Carolina(7/22/2019)
RR
Texas(9/2/2022)
RR
Virginia(6/18/2018)
RR
Washington(2/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
