Dean O. Peterson
Professional summary
Dean O Peterson is a registered financial advisor currently at DEAN PETERSON CAPITAL MANAGEMENT, LLC located in Rancho Cordova, California.
Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Dean has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dean O Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2016 - Present
DEAN PETERSON CAPITAL MANAGEMENT, LLC
April 3, 2003 - July 31, 2015
SAXONY SECURITIES, INC.
March 3, 1995 - March 31, 2003
THE INVESTMENT CENTER, INC.
October 2, 1992 - March 28, 1995
INTERCAL SECURITIES CO.
November 27, 1990 - January 9, 1992
A. G. EDWARDS & SONS, INC.
April 3, 1984 - December 14, 1990
SUTRO & CO. INCORPORATED
December 8, 1983 - March 26, 1984
EQUITEC SECURITIES COMPANY
September 23, 1983 - November 17, 1983
G. W. STORY & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/10/2016)
Exams
Current Firm
DEAN PETERSON CAPITAL MANAGEMENT, LLC
CRD#: 282062 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 5,004,562 |
Red Flags
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